Skip to main content

Modulation in current density of metal/n-SiC contact by inserting Al2O3 interfacial layer


Metal contact to SiC is not easy to modulate since the contact can be influenced by the metal, the termination of the SiC, the doping, and the fabrication process. In this work, we introduce a method by inserting a thin Al2O3 layer between metal and SiC to solve this problem simply but effectively. The Al2O3/n-SiC interface composition was obtained with X-ray photoemission spectroscopy, and the electrical properties of subsequently deposited metal contacts were characterized by current–voltage method. We can clearly demonstrate that the insertion of Al2O3 interfacial layer can modulate the current density effectively and realize the transfer between the Schottky contact and ohmic contact.


Silicon carbide is a promising material for numerous electronic applications due to its wide bandgap, high breakdown electric field, high thermal conductivity, and high saturation velocity [1]. These excellent properties make SiC suitable for high-temperature, high-power, and high-frequency applications. For high-performance and high-frequency devices in these applications, metal/SiC contact plays very important roles. However, the traditional method for fabricating Schottky contact and ohmic contact are so different, and it will unavoidably add to the processing difficulty and cost [2].

The Schottky barrier height (SBH) is the key factor that determines whether the electrical behavior is an ohmic contact or Schottky contact: a low SBH is necessary to create a good ohmic contact, while a large SBH is required to form a good Schottky contact. According to the thermionic emission model [3], the direct reflection of the SBH is the reverse current density, and therefore, by controlling the Schottky barrier height, we can modulate the current density and acquire the needed contact type without modifying the fabrication process.

In a previous study, Connelly et al. [4] have raised a method to reduce the SBH of the metal/Si contact by using a thin Si3N4 through the creation of a dielectric dipole [5]. Similar researches have been dedicated to the study of the SBH modulation on Ge [69], GaAs [10], InGaAs [10, 11], GaSb [12], ZnO [13], and organic material [14] by inserting different dielectrics or bilayer dielectrics. According to the bond polarization theory [15], an electronic dielectric dipole is formed between the inserted insulator and semiconductor native oxide which results in a shift of the SBH, as Figure 1 depicts. The origin of the dipole formation at the dielectric/SiO2 interface is described in Kita’s model [16], and in this model, the areal density difference of oxygen atoms at the dielectric/SiO2 interface is the driving force to form the dipole. Since the areal density of oxygen atoms (σ) of Al2O3 is larger than that of SiO2, the σ difference at the interface will be compensated by oxygen transfer from the higher-σ to the lower-σ oxide which creates oxygen vacancies in the higher-σ oxide (Al2O3) and negatively charged centers in the lower-σ oxide (SiO2), and the corresponding direction of the dipole moment is from SiO2 to Al2O3. As a result, this dipole is a positive dipole which can reduce the SBH and therefore increases the current density. As the thickness of the inserted insulator increases, it becomes more difficult for the current to tunnel through the insulator, and the tunneling barrier is the dominant factor of the total barrier height, which decreases the current density in the end.

Figure 1
figure 1

A schematic band diagram of a shift in the metal/semiconductor’s high barrier height. This is done by forming an electronic dielectric dipole between the insulator and the oxide of semiconductor in accordance with the bond polarization theory.

In this work, we demonstrate the modulation of the current density in the metal/n-SiC contact by inserting a thin Al2O3 layer into a metal-insulator-semiconductor (MIS) structure. Al2O3 is chosen as the interfacial insulator for its large areal oxygen density (σ) which means that the formation of dipole is much stronger and shifts the SBH more effectively than that induced by other insulators based on the bond polarization theory [15] and Kita’s model [16]. As for the choice of metal, aluminum (Al) is suitable due to its low work function (4.06 to 4.26 eV) for the investigations of the Fermi level shift toward the conduction band of SiC (electron affinity = 3.3 eV).

The analysis of the Al2O3/SiC interface during the formation of Al2O3 was obtained with X-ray photoemission spectroscopy (XPS), and the electrical properties of Al/ Al2O3/SiC with different thicknesses of the inserted Al2O3 were characterized by current–voltage (I-V) method. Since the current density as well as the contact resistance was found to be sensitive to the Al2O3 thickness, we carefully varied the Al2O3 thickness from 0.97 to 6.3 nm and finally have acquired the experiment results that can describe the modulation of current density by changing the thickness of the insulator.


We prepared an Al/Al2O3/SiC MIS structure on n-type C-terminated 6H-SiC with a carrier concentration of 1 × 1016 cm−3 epitaxially deposited by metal-organic chemical vapor deposition. Firstly, samples were cleaned in solutions of detergent, H2SO4/H2O (1:4), NH4OH/H2O2/H2O (1:1:5), and HCl/H2O2/H2O (1:1:6), and treated with HF/H2O (1:50) solution, followed by rinsing in deionized water to remove native oxide at the surface. Secondly, the Al2O3 film was then deposited using trimethylaluminum and H2O as precursors at 200°C by atomic layer deposition (ALD). Various thicknesses of Al2O3 were achieved by changing the number of ALD cycles, and nine samples were prepared with the Al2O3 thicknesses ranging from 0.97 to 6.3 nm. Finally, for all the samples, 100-nm Al was evaporated onto the Al2O3 surface as the top contact through shadow masks, and back side contact was also formed through the evaporation of Al. The MIS structure is depicted in Figure 2a. Figure 2b is a cross-sectional transmission electron microscope (TEM) image of Al/Al2O3/SiC which presents that Al2O3 was uniformly deposited as a fully amorphous film.

Figure 2
figure 2

Schematic diagram of MIS structure and cross-sectional TEM of Al/Al 2 O 3 /SiC. (a) A schematic diagram of the MIS structure. (b) The cross-sectional TEM of the Al/Al2O3/SiC contact, showing that Al2O3 was deposited uniformly as a fully amorphous film.

In order to determine the generation of SiO2 and the content ratio of SiO2 and SiC, the XPS method is used. XPS experiments were carried out on a RBD-upgraded PHI-5000C ESCA system (PerkinElmer, Waltham, MA, USA) with Mg Kα radiation ( = 1,253.6 eV), and the base pressure of the analyzer chamber was about 5 × 10−8 Pa. Ar ion sputtering was performed to clean the sample in order to alleviate the influence of carbon element in the air. Samples were directly pressed to a self-supported disk (10 × 10 mm) and mounted on a sample holder, then transferred into the analyzer chamber. The whole spectra (0 to 1,100 eV) and the narrow spectra of Si 2p, O 1s, C 1s, and Al 2p with much high resolution were both recorded, and binding energies were calibrated using the containment carbon (C 1s = 284.6 eV). Since the XPS spectra obtained consist of numerous overlapping peaks, curve fitting is necessary to separate the peaks from each other. The binding energies for the species were all correlated to the binding energies determined from standards in the handbook of XPS [17] and earlier studies [18, 19]. These standards were also used to determine the full width at half-maximum (FWHM) and band type for curve fitting of multicomponent spectra, and it was found that the Gaussian distribution was the best model. Background removal was adopted according to the Shirley model and performed prior to curve fitting.

Results and discussion

Figure 3 describes the Si 2p 3 core-level spectra of the four samples with the Al2O3 thicknesses of 1.3, 1.98, 2.79, and 3.59 nm, respectively. It is clear that the Si 2p 3 spectrum can be fitted with two Gaussian peaks which correspond to Si-C bonds (100.9 eV, FWHM = 2.27 eV) and Si-O bonds (102.8 eV, FWHM = 2.27 eV). As illustrated in Figure 3a,b,c,d, all the Si 2p 3 spectrum samples have a Si-C peak which associates with SiC from the substrate. Si-O species indicates that SiO2 exists at the Al2O3/SiC interface. This SiO2 is probably generated from SiC-heated substrate oxidized by Al2O3 since all the samples have been completely cleaned before the ALD process. Figure 4 demonstrates the evolution in the content ratio of SiO2 and SiC which is calculated by using the area of Gaussian fitting curve of the Si-O bond divided by the area of Gaussian fitting curve of the Si-C bond. It clearly and deliberately shows that the content of SiO2 oxidized by Al2O3 reaches an increase at the Al2O3 thickness of 1.98 nm. The content ratio of SiO2/SiC stays nearly at 17% in the Al2O3 film with the thickness beyond 1.98 nm. However, the content ratio of SiO2/SiC increases to 21.58% at the Al2O3 thickness of 2.32 nm and almost remains around 21.89% at the Al2O3 thickness of 3.59 nm and thicker samples. The content ratio of SiO2/SiC rises by about 24% from the 1.98-nm sample to the 2.32-nm sample, which is possibly due to the fact that the well-oxidized SiO2 begins to generate when the Al2O3 thickness is thicker than 1.98 nm.

Figure 3
figure 3

Si 2 p XPS spectra of samples 1, 2, 3, and 4 with varying thicknesses. (a) Sample 1 with Al2O3 thickness of 1.3 nm. (b) Sample 2 with Al2O3 thickness of 1.98 nm. (c) Sample 3 with Al2O3 thickness of 2.32 nm. (d) Sample 4 with Al2O3 thickness of 3.59 nm. The black solid line represents the original data of Si 2p spectrum; the red solid line is for the fitting curve. The blue dash line stands for the Gaussian peak of Si-C bonds and the magenta dash-dot line stands for the Gaussian peak of Si-O bonds. Both Gaussian peaks were separated from the core-level Si 2p spectrum.

Figure 4
figure 4

The four samples’ content ratio of SiO 2 and SiC. The content ratio transfers to the area ratio of Si-O bond’s fitting curve and Si-C bond’s fitting curve.

The I-V characteristics of the Al/Al2O3/SiC MIS structure were measured by the circuit connections of the back-to-back Schottky diode as illustrated in Figure 5a. One advantage of the back-to-back diode measurement is that the large resistance contributed from the series resistance and the large resistance caused by the substrate can be eliminated. Another advantage is that both in positive and negative biasing, only the reverse current is measured, and fortunately, the change in reverse saturation current reflects the characteristic of the contact where maximum reverse saturation current is desired for ohmic contacts.

Figure 5
figure 5

Illustration of the back-to-back diode measurement setup and back-to-back Al/Al 2 O 3 /SiC diode measurements. (a) Illustration of the back-to-back diode measurement setup where only the reverse current is measured. (b) Back-to-back Al/Al2O3/SiC diode measurements demonstrating the effective modulation of current density by the thickness of Al2O3.

Figure 5b shows the I-V characteristics of an Al/ Al2O3/SiC diode with different thicknesses of Al2O3. Reverse bias current first decreases due to the increase of Al2O3 thickness which can block off the current and then has its minimum at the thickness of 1.98 nm which is suitable for the Schottky contact. When keeping on increasing the thickness, the reverse current rises since the formation of positive dipole between Al2O3 and SiO2 pulls down the SBH, and then, the reverse current reaches its maximum at the thickness of 3.59 nm which is suitable for ohmic contact. Next, the reverse current decreases as Al2O3 thickness increases owing to the large tunnel barrier induced by the thick Al2O3 film. The experimental I-V characteristics clearly indicate that current density is effectively modulated with the insulator’s thickness.

Contact resistance (RC) of the Al/Al2O3/SiC MIS structure was further evaluated through contact end resistance method [20]. RC involves two resistances in a series: a tunneling resistance (RT) due to the insulator and a resistance (RSB) caused by the Schottky barrier. When the thickness of Al2O3 is thinner than 1.98 nm, the dipole was not completely formed, and as a result, the inserted insulator blocks the current. In this range, along with the increase of the insulator, the contact resistance increases. According to the XPS result discussed above, the electronic dielectric dipole begins to create at the thickness of 1.98 nm. The formation of the dipole at the interface reduces the tunneling barrier and then raises the current across the contact in a reasonable region. Figure 6 shows the RC versus the thickness of Al2O3, which provided that the contact resistance is modulated by the thickness of the insulator. It is interesting to find that there exists a trough because of the trade-off between a reduced barrier by the electronic dielectric dipole and an increased tunneling resistance by the accretion of the insulator’s thickness.

Figure 6
figure 6

Schematic of R C versus t ox for MIS contact by inserting Al 2 O 3 . RC ratios are taken relative to the Schottky diode case.


In this work, we successfully realize the modulation of current density at the metal/SiC contact by inserting a thin Al2O3 layer between the metal and semiconductor. By varying the thickness of Al2O3, we can acquire the ideal current density and contact resistance based on our demands and achieve a transfer between Schottky contact and ohmic contact. The mechanism appears to be the coaction of a positive dielectric dipole decreasing the barrier and the tunneling resistance increasing the barrier. Consequently, this is a promising method to increase the performance of SiC electronic applications.


  1. Morkoc H, Strite S, Gao GB, Lin ME, Sverdlov B, Burns M: Large-band-gap SiC, III-V nitride, and II-VI ZnSe-based semiconductor device technologies. J Appl Phys 1994, 76: 1363. 10.1063/1.358463

    Article  Google Scholar 

  2. Poter LM, Davis RF, Bow JS, Kim MJ, Carpenter RW: Chemistry, microstructure, and electrical properties at interfaces between thin films of cobalt and alpha (6H) silicon carbide (0001). J Mater Res 1995, 10: 26. 10.1557/JMR.1995.0026

    Article  Google Scholar 

  3. Rideout VL: A review of the theory and technology for ohmic contacts to group III-V compound semiconductors. Solid-State Electron 1975, 18: 541. 10.1016/0038-1101(75)90031-3

    Article  Google Scholar 

  4. Connelly D, Faulkner C, Clifton PA, Grupp DE: Fermi-level depinning for low-barrier Schottky source/drain transistors. Appl Phys Lett 2006, 88: 012105. 10.1063/1.2159096

    Article  Google Scholar 

  5. Coss BE, Loh WY, Oh J, Smith G, Smith C, Adhikari H, Sass-man B, Parthasarathy S, Barnett J, Majhi P, Wallace RM, Kim J, Jammy R: CMOS band-edge schottky barrier heights using dielectric-dipole mitigated (DDM) metal/Si for source/drain contact resistance reduction. In Digest of Technical Papers - Symposium on VLSI Technology. Piscataway: IEEE; 2009:104.

    Google Scholar 

  6. Lin JYJ, Roy AM, Nainani A, Sun Y, Saraswat KC: Increase in current density for metal contacts to n-germanium by inserting TiO2 interfacial layer to reduce Schottky barrier height. Appl Phys Lett 2011, 98: 092113. 10.1063/1.3562305

    Article  Google Scholar 

  7. Kobayashi M, Kinoshita A, Saraswat K, Wong HSP, Nishi Y: Fermi level depinning in metal/Ge Schottky junction for metal source/drain Ge metal-oxide-semiconductor field-effect-transistor application. J Appl Phys 2009, 105: 023702. 10.1063/1.3065990

    Article  Google Scholar 

  8. Nishimura T, Kita K, Toriumi A: A significant shift of Schottky barrier heights at strongly pinned metal/germanium interface by inserting an ultra-thin insulating film. Appl Phys Express 2008, 1: 051406.

    Article  Google Scholar 

  9. Lieten RR, Degroote S, Kuijk M, Borghs G: Ohmic contact formation on n-type Ge. Appl Phys Lett 2008, 92: 022106. 10.1063/1.2831918

    Article  Google Scholar 

  10. Hu J, Saraswat KC, Wong HSP: Metal/III-V Schottky barrier height tuning for the design of nonalloyed III-V field-effect transistor source/drain contacts. J Appl Phys 2010, 107: 063712. 10.1063/1.3327434

    Article  Google Scholar 

  11. Hu J, Saraswat KC, Wong HSP: Experimental demonstration of In0.53Ga0.47As field effect transistors with scalable nonalloyed source/drain contacts. Appl Phys Lett 2011, 98: 062107. 10.1063/1.3553192

    Article  Google Scholar 

  12. Yuan Z, Nainani A, Sun Y, Lin JY, Pianetta P, Saraswat KC: Schottky barrier height reduction for metal/n-GaSb contact by inserting TiO2 interfacial layer with low tunneling resistance. Appl Phys Lett 2011, 98: 172106. 10.1063/1.3584862

    Article  Google Scholar 

  13. Krajewski TA, Luka G, Giereltowska S, Zakrzewski AJ, Smertenko PS, Kruszewski P, Wachnicki L, Witkowski BS, Lusakowska E, Jakiela R, Godlewski M, Guziewicz E: Hafnium dioxide as a passivating layer and diffusive barrier in ZnO/Ag Schottky junctions obtained by atomic layer deposition. Appl Phys Lett 2011, 98: 263502. 10.1063/1.3604796

    Article  Google Scholar 

  14. Liu ZH, Kobayashi M, Paul BC, Bao ZN, Nishi Y: Contact engineering for organic semiconductor devices via Fermi level depinning at the metal-organic interface. Phys Rev B 2010, 82: 035311.

    Article  Google Scholar 

  15. Tung R: Formation of an electric dipole at metal–semiconductor interfaces. Phys Rev B 2001, 64: 205310.

    Article  Google Scholar 

  16. Kita K, Toriumi A: Intrinsic origin of electric dipoles formed at high-k/SiO2 interface. In Technical Digest - International Electron Devices Meeting. Piscataway: IEEE; 2008:1–4.

    Google Scholar 

  17. Wagner CD: Handbook of X-ray Photoelectron Spectroscopy. Eden Prairie: Physical Electronics Division, Perkin-Elmer Corporation; 1979.

    Google Scholar 

  18. Li HF, Dimitrijev S, Sweatman D, Harrison HB, Tanner P, Feil B: Investigation of nitric oxide and Ar annealed SiO2/SiC interfaces by x-ray photoelectron spectroscopy. J Appl Phys 1999, 86: 4316. 10.1063/1.371363

    Article  Google Scholar 

  19. Őnneby C, Pantano CG: Silicon oxycarbide formation on SiC surfaces and at the SiC/SiO2 interface. J Vac Sci Technol A 1997, 15: 1597. 10.1116/1.580951

    Article  Google Scholar 

  20. Schroder D: Semiconductor Material and Device Characterization. 3rd edition. Hoboken: Wiley; 2006.

    Google Scholar 

Download references


This work was supported by the NSFC (61076114, 61106108, and 51172046), the Shanghai Educational Develop Foundation (10CG04), SRFDP (20100071120027), the Fundamental Research Funds for the Central Universities, and the S&T Committee of Shanghai (1052070420).

Author information

Authors and Affiliations


Corresponding authors

Correspondence to Qing-Qing Sun or Peng Zhou.

Additional information

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

SZ carried out the sample fabrication and drafted the manuscript. WY carried out the device measurements. PZ and HL participated in the manuscript writing and results discussion. QS and DZ participated in the design of the study and performed the statistical analysis. All authors read and approved the final manuscript.

Authors’ original submitted files for images

Rights and permissions

Open Access This article is distributed under the terms of the Creative Commons Attribution 2.0 International License ( ), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Reprints and Permissions

About this article

Cite this article

Zheng, S., Sun, QQ., Yang, W. et al. Modulation in current density of metal/n-SiC contact by inserting Al2O3 interfacial layer. Nanoscale Res Lett 8, 116 (2013).

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI:


  • Contact resistance
  • Schottky barrier height
  • SiC
  • Atomic layer deposition