Skip to main content

Effects of rapid thermal annealing on the optical properties of strain-free quantum ring solar cells


Strain-free GaAs/Al0.33Ga0.67As quantum rings are fabricated by droplet epitaxy. Both photoresponse and photoluminescence spectra confirm optical transitions in quantum rings, suggesting that droplet epitaxial nanomaterials are applicable to intermediate band solar cells. The effects of post-growth annealing on the quantum ring solar cells are investigated, and the optical properties of the solar cells with and without thermal treatment are characterized by photoluminescence technique. Rapid thermal annealing treatment has resulted in the significant improvement of material quality, which can be served as a standard process for quantum structure solar cells grown by droplet epitaxy.


Since the proposal of intermediate band concept for high-efficiency solar cell, great efforts have been devoted to intermediate band solar cells (IBSCs). Luque and Martí have theoretically predicted that a single-junction solar cell with an intermediate band can be used to assist multiple spectral band absorption and to obtain ultrahigh efficiency up to 63%[1]. Several approaches have been taken to achieve IBSCs, such as quantum dots (QDs) and impurity bands[2]. Among these approaches, most of the current studies on IBSCs have been focused on QDs, and prototype QDIBSCs have been demonstrated[3, 4]. The discrete energy levels of electrons in the QDs form energy bands which can serve as intermediate bands. However, the intermediate band impact on the cell performance is still marginal, mainly due to the high recombination rate in strongly confined QDs and low absorption volume of QDs.

Sablon et al. have demonstrated that QDs with built-in charge can suppress the fast recombination and thus prompt electron intersubband transitions in QDs[5]. On the other hand, several groups reported that strain-compensated QDs can be used to increase the number of QD layers and thus the overall absorption volume[6, 7]. Recently, strain-free nanostructures grown by droplet epitaxy have been proposed and demonstrated for photovoltaic applications[8, 9]. Moreover, strain-free nanostructures have also gained popularity in other optoelectronic devices, such as lasers and photodetectors[10, 11]. In order to better understand the optical properties of these unique nanostructures and to fabricate high-performance optoelectronic devices, it is critical to gain further insight into the optical properties of droplet epitaxial strain-free nanostructures.

In this letter, strain-free quantum ring solar cells were fabricated by droplet epitaxy. Rapid thermal annealing (RTA) is used to improve the optical quality of the solar cells. The optical properties of the quantum ring solar cells before and after RTA treatment are studied. The post-growth annealing of epitaxial nanostructures is considered to be important in optoelectronic device fabrication because the size and shape of nanostructures as well as the band structures can be modified by annealing[12, 13]. This letter shows that RTA plays a major role in modifying the electronic structure and in the improvement of material quality.


The GaAs quantum ring sample is grown on a (100) heavily doped p-type GaAs substrate by molecular beam epitaxy technique. A 0.5-μm undoped GaAs buffer layer is grown at 580°C, followed by a 30-nm Al0.33Ga0.67As barrier layer. Subsequently, As valve is fully closed while the substrate is cooled down to 400°C, and a small amount of Ga, corresponding to coverage of 10 monolayer (ML) GaAs on (100) orientation, is supplied to form Ga droplets. During Ga deposition, Si cell is opened in order to dope the nanostructures with Si equivalent to 1×1018 cm−3. The Ga droplets are then irradiated with As4 flux and crystallized into GaAs quantum rings at the same temperature. After quantum ring formation, a thin Al0.33Ga0.67As cap layer (10 nm) is deposited over the quantum ring at 400°C. Subsequently, the substrate temperature is raised to 600°C for the deposition of another 20 nm Al0.33Ga0.67As. The GaAs/Al0.33Ga0.67As structure is repeated six times to form the stacked multiple quantum ring structures. After the growth of multiple quantum rings, an emitter layer of 150 nm n-type GaAs with Si doped to 1×1018 cm−3 is grown. Finally, the solar cell structure is finished by a 50-nm highly Si-doped GaAs contact layer. In order to make a fair comparison in terms of effective bandgap, a quantum well solar cell used as a reference cell is fabricated with the same growth procedures, except for the quantum well region. The multiple quantum wells with GaAs coverage of 10 ML are grown, instead of the fabrication of quantum rings using droplet epitaxy. An uncapped GaAs quantum ring sample is also grown using the same procedures for atomic force microscopy (AFM) measurement. The high-resolution X-ray diffraction reciprocal space mapping (RSM) of the strain-free solar cell sample was analyzed by an X-ray diffractometer (Philips X’pert, PANalytical B.V., Almelo, The Netherlands).

Rapid thermal annealing is performed on four samples in N2 ambient in the temperature range of 700°C to 850°C for 2 min. The samples are sandwiched in bare GaAs wafers to prevent GaAs decomposition during high-temperature annealing. The solar cells are fabricated by standard photolithography processing. An electron beam evaporator is used to deposit Au0.88Ge0.12/Ni/Au and Au0.9Zn0.1 n-type and p-type contacts, respectively. Life-off is used to create the top grid after metal deposition. Continuous wave photoluminescence (PL) measurements are performed using the 532-nm excitation from an Nd:YAG laser with a spot diameter at the sample of 20 μm at 10 K. Two excitation power intensities of the laser are used: IL = 0.3 W/cm2 and IH = 3,000 W/cm2. The J-V curves of solar cells are measured under an AM 1.5G solar simulator.

Results and discussion

The surface morphology of the uncapped GaAs/Al0.33Ga0.67As quantum ring sample is imaged by an AFM, as shown in Figure1. The image shows quantum ring structures with a density of approximately 2.4×109 cm−2. The inset AFM image shows double quantum rings. Figure1 also shows the results obtained for 2D-RSM around the asymmetric 022 reciprocal lattice point (RSM 022 reflection). Strain-free quantum ring solar cell is evidenced by the RSM patterns.

Figure 1
figure 1

AFM images of surface (left) and reciprocal space map of GaAs/Al 0.33 Ga 0.67 As quantum ring solar cell (right).

The photoresponse spectrum of the solar cell is measured using a Fourier transform infrared spectrometer interfaced with a preamplifier at 300 K without external bias voltage, as shown in Figure2a. The spectrum shows four distinct peaks at 645, 760, 817, and 864 nm. The photoresponse peak observed around 645 nm (1.92 eV) is due to interband transitions in the Al0.33Ga0.67As barriers. The broad photoresponse band covering 760 nm (1.63 eV) and 817 nm (1.52 eV) can be assigned to the interband transitions through the energy levels in the GaAs quantum rings, while the peak around 864 nm (1.43 eV) is due to the bulk GaAs. Figure2b shows the current density voltage characteristics of a quantum ring solar cell and a quantum well solar cell as reference cells. For the quantum ring solar cell, both the current density and fill factor are low. However, the quantum well solar cell with a similar device structure has a better performance in terms of current density and fill factor. A careful examination can reveal an increase of open-circuit voltage of the quantum ring solar cells. The IBSC is intended to increase the voltage at the expense of some of the sub-bandgap current because some of the intermediate band states are filled with electrons preventing transitions from the valence band to these filled intermediate band states[14]. Here, a plausible explanation is that the quantum ring solar cell, instead of the quantum well solar cell, forms an isolated intermediate band from the conduction band due to three-dimensional confinement and preserves the open-circuit voltage with reduced current. Moreover, since the open-circuit voltage is about the same for both quantum ring and quantum well solar cells, we also attributed the reduction in short-circuit current and fill fact of the quantum ring solar cell to the high series resistance and non-radiative recombination centers. Both quantum ring and quantum well solar cells are fabricated with similar processes, and the possibility for a difference in the contact resistance can be ruled out. Here in this study, the quantum rings and 10 nm of AlGaAs (totally 30 nm) barrier are fabricated at 400°C, which is lower than the typical growth temperature for GaAs and AlGaAs. The low-temperature growth of quantum rings and barriers is expected to generate various defects and cause degradation of material quality. These defects can act as majority carrier traps which lead to a reduction of carrier concentration and an increase in series resistance.

Figure 2
figure 2

Photoresponse of the quantum ring solar cell and current density voltage characteristics of solar cells. (a) Photoresponse of the quantum ring solar cell at 300 K. (b) Current density voltage characteristics of a quantum ring solar cell (QRSC) and a quantum well solar cell (QWSC).

Post-growth thermal treatments have been used to recover the material quality of quantum structures grown at low temperature. With post-growth annealing, solar cell performance has significantly improved[9]. In order to gain further insight into the properties of the quantum ring solar cells, the PL spectra of the quantum ring solar cell sample before and after rapid thermal annealing are measured and shown in Figure3. At a laser excitation power IL = 0.3 W/cm2, the PL peak at 1.64 eV appears only after post-thermal annealing and the PL spectrum intensity increases distinctly as a function of annealing temperature. This peak can be attributed to the ground energy level transition in the quantum ring, which corresponds to the photoresponse peak at 1.52 eV measured at 300 K. The PL spectra have shown a blueshift and significant broadening after thermal annealing. The integrated intensity, peak energy, and full width at half maximum of the PL spectra measured to laser excitation IL as a function of the annealing temperature are plotted in Figure3c. At high laser excitation IH = 3,000 W/cm2, a second PL peak appears at approximately 1.7 eV after annealing, as shown in Figure3b. The second peak is assigned to the excited state transitions in the GaAs quantum ring structures which correspond to the photoresponse peak at 1.63 eV. Similar to the quantum ring ground state transition, the PL spectra experience an emission enhancement as well as a blueshift with increasing annealing temperature (Figure3d).

Figure 3
figure 3

PL spectra of solar cells and PL peak energy and integrated PL intensity. (a) PL spectra of the solar cell samples annealed with different temperatures. The laser excitation power is IL = 0.3 W/cm2. (b) PL spectra of the solar cells annealed with different temperatures. The laser excitation power is IH = 3,000 W/cm2. (c) PL peak energy and integrated PL intensity as a function of annealing temperatures under low excitation power IL. The inset is the PL line width as a function of annealing temperatures. (d) PL peak energy and integrated PL intensity as a function of annealing temperatures under high excitation power IH. The data obtained from the as-grown material is plotted at 650°C.

The increase in the PL yield after thermal annealing is due to the considerable improvement of material quality. Post-thermal annealing promotes the depletion of defects generated in GaAs nanostructures as well as the AlGaAs barriers processed at low temperatures. The blueshift and the broadening of the PL spectra after annealing is due to the interdiffusion of Al and Ga at the GaAs quantum ring and Al0.33Ga0.67As barrier interface. With increasing annealing temperature, the Al and Ga elements become mobilized with diffusion length as a function of annealing temperature. As a result, the concentration of Al element is increased in the GaAs quantum ring. The PL line width (PL peak 1.64 eV) changes from 29 to 43 meV as the annealing temperature increases from 700°C to 850°C (the inset in Figure3c). The PL spectrum broadening is somehow different from the observation for InAs quantum dots. For high-temperature annealing, the size distribution and composition fluctuation of the InAs quantum dots can be improved due to the In-Ga interdiffusion[15, 16]. In the case of GaAs quantum ring, the broadening of PL spectra may be explained by the gradient of Al distribution in GaAs quantum ring and barriers introduced by thermal annealing, which may be beneficial for photovoltaic applications. Compared with the In and Ga elements, the diffusion length of Al elements is short and in the range of a few nanometers due to a large Al-As bonding energy[17, 18]. Therefore, a gradient of Al distribution results in the GaAs/AlGaAs interface, instead of the improvement of composition fluctuation. Additionally, the interdiffusion smooths the quantum ring and barrier interface and modifies the quantum ring geometrical shape and further electronic structures.


GaAs quantum rings are fabricated by droplet epitaxy growth method. The effects of rapid thermal annealing on optical properties of quantum ring solar cells have been investigated. Thermal annealing promotes interdiffusion through depletion of vacancies and greatly enhances the material quality of quantum rings grown by low-temperature droplet epitaxy. Post-growth annealing also modifies the sharp GaAs/AlGaAs interface, and a gradient interface caused by the annealing leads to broadband optical transitions and thus improves the solar cell performance. These strain-free quantum structures with improved material quality after being treated by rapid thermal annealing may provide an alternative way to fabricate high-efficiency intermediate band solar cells. Further studies on the thermal annealing process are required to optimize quantum structures for intermediate band solar cell applications. A better correlation between morphological change and optical property enhancement during thermal annealing needs to be identified. For example, the three-dimensional quantum confinement has to be preserved while improving the optical properties after annealing.



Atomic force microscopy


Intermediate band solar cell




Quantum dot


Rapid thermal annealing.


  1. Luque A, Martí A: Increasing the efficiency of ideal solar cells by photon induced transitions at intermediate levels. Phys Rev Lett 1997, 78(26):5014. 10.1103/PhysRevLett.78.5014

    Article  Google Scholar 

  2. Luque A, Marti A: The intermediate band solar cell: progress toward the realization of an attractive concept. Adv Mater 2010, 22(2):160–174. 10.1002/adma.200902388

    Article  Google Scholar 

  3. López N, Martí A, Luque A, Stanley C, Farmer C, Díaz P: Experimental analysis of the operation of quantum dot intermediate band solar cells. J Solar Energy Eng 2007, 129(3):319. 10.1115/1.2735344

    Article  Google Scholar 

  4. Lu HF, Mokkapati S, Fu L, Jolley G, Tan HH, Jagadish C: Plasmonic quantum dot solar cells for enhanced infrared response. Appl Phys Lett 2012, 100(10):103505. 10.1063/1.3691917

    Article  Google Scholar 

  5. Sablon KA, Little JW, Mitin V, Sergeev A, Vagidov N, Reinhardt K: Strong enhancement of solar cell efficiency due to quantum dots with built-in charge. Nano Lett 2011, 11(6):2311–2317. 10.1021/nl200543v

    Article  Google Scholar 

  6. Alonso-Álvarez D, Taboada AG, Ripalda JM, Alén B, González Y, González L, García JM, Briones F, Martí A, Luque A, Sánchez AM, Molina SI: Carrier recombination effects in strain compensated quantum dot stacks embedded in solar cells. Appl Phys Lett 2008, 93(12):123114. 10.1063/1.2978243

    Article  Google Scholar 

  7. Zhou D, Sharma G, Thomassen SF, Reenaas TW, Fimland BO: Optimization towards high density quantum dots for intermediate band solar cells grown by molecular beam epitaxy. Appl Phys Lett 2010, 96(6):061913. 10.1063/1.3313938

    Article  Google Scholar 

  8. Wu J, Shao D, Li Z, Manasreh MO, Kunets VP, Wang ZM, Salamo GJ: Intermediate-band material based on GaAs quantum rings for solar cells. Appl Phys Lett 2009, 95(7):071908. 10.1063/1.3211971

    Article  Google Scholar 

  9. Wu J, Wang ZM, Dorogan VG, Li S, Zhou Z, Li H, Lee J, Kim ES, Mazur YI, Salamo GJ: Strain-free ring-shaped nanostructures by droplet epitaxy for photovoltaic application. Appl Phys Lett 2012, 101: 043904. 10.1063/1.4738996

    Article  Google Scholar 

  10. Jo M, Mano T, Sakoda K: Lasing in ultra-narrow emission from GaAs quantum dots coupled with a two-dimensional layer. Nanotechnology 2011, 22(33):335201. 10.1088/0957-4484/22/33/335201

    Article  Google Scholar 

  11. Wu J, Shao D, Dorogan VG, Li AZ, Li S, DeCuir EA, Manasreh MO, Wang ZM, Mazur YI, Salamo GJ: Intersublevel infrared photodetector with strain-free GaAs quantum dot pairs grown by high-temperature droplet epitaxy. Nano Lett 2010, 10(4):1512–1516. 10.1021/nl100217k

    Article  Google Scholar 

  12. Jolley G, McKerracher I, Fu L, Tan HH, Jagadish C: The conduction band absorption spectrum of interdiffused InGaAs/GaAs quantum dot infrared photodetectors. J Appl Phys 2012, 111(12):123719. 10.1063/1.4729833

    Article  Google Scholar 

  13. Pankratov EL: Optimization of pulse laser annealing to increase sharpness of implanted-junction rectifier in semiconductor heterostructure. Nano-Micro Lett 2010, 2: 256–267.

    Article  Google Scholar 

  14. Martí A, Antolín E, Linares PG, Luque A: Understanding experimental characterization of intermediate band solar cells. J Mater Chem 2012, 22: 22832–22839. 10.1039/c2jm33757f

    Article  Google Scholar 

  15. Hsu TM, Lan YS, Chang W, Yeh NT, Chyi J: Tuning the energy levels of self-assembled InAs quantum dots by rapid thermal annealing. Appl Phys Lett 2000, 76(6):691. 10.1063/1.125863

    Article  Google Scholar 

  16. Fu L, McKerracher I, Tan HH, Jagadish C, Vukmirovic N, Harrison P: Effect of GaP strain compensation layers on rapid thermally annealed InGaAs/GaAs quantum dot infrared photodetectors grown by metal-organic chemical-vapor deposition. Appl Phys Lett 2007, 91(7):073515. 10.1063/1.2770765

    Article  Google Scholar 

  17. Pierz K, Ma Z, Keyser UF, Haug RJ: Kinetically limited quantum dot formation on AlAs(100) surfaces. J Cryst Growth 2003, 249(3–4):477–482.

    Article  Google Scholar 

  18. Sanguinetti S, Watanabe K, Kuroda T, Minami F, Gotoh Y, Koguchi N: Effects of post-growth annealing on the optical properties of self-assembled GaAs/AlGaAs quantum dots. J Cryst Growth 2002, 242(3–4):321–331.

    Article  Google Scholar 

Download references


This work was supported in part by the National Science Foundation through EPSCoR grant number EPS1003970, the NRF through grant numbers 2010–0008394 and 2011–0030821, and the National Natural Science Foundation of China through grant numbers NSFC-51272038 and NSFC-61204060.

Author information

Authors and Affiliations


Corresponding author

Correspondence to Zhiming M Wang.

Additional information

Competing interests

The authors declare that they have no competing interests.

Authors’ contributions

JW carried out the sample growth and device fabrication. VGD participated in the PL measurements. JW and SL carried out the XRD, AFM, J-V, and photoresponse measurements. JW, ZMW, SL, JL, and YIM participated in the statistical analysis and drafted the manuscript. JW, ZMW, ESK, and GJS conceived the study and participated in its design and coordination. All authors read and approved the final manuscript.

Authors’ original submitted files for images

Below are the links to the authors’ original submitted files for images.

Authors’ original file for figure 1

Authors’ original file for figure 2

Authors’ original file for figure 3

Rights and permissions

Open Access This article is distributed under the terms of the Creative Commons Attribution 2.0 International License ( ), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Reprints and Permissions

About this article

Cite this article

Wu, J., Wang, Z.M., Dorogan, V.G. et al. Effects of rapid thermal annealing on the optical properties of strain-free quantum ring solar cells. Nanoscale Res Lett 8, 5 (2013).

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI:


  • Photoluminescence
  • Photovoltaic cells
  • Quantum rings
  • Rapid thermal annealing
  • Droplet epitaxy