Skip to main content

First Principles Study of Penta-siligraphene as High-Performance Anode Material for Li-Ion Batteries


From first principles calculations, a novel pentagonal Si/C complexity is predicted to have potential applications as a promising anode material for Li-ion batteries. It is found that the structural and thermal stability of the penta-siligraphene (P-Si2C4) is better than penta-graphene that is composed of C atoms only. Electronic band structure analysis shows that the empty C-2pz state in the P-Si2C4 provides space to accommodate and stabilize electrons from Li, which makes Li storage energetically favorable. As a result, four Li atoms can be stored by one formula unit of the P-Si2C4, corresponding to a theoretical gravimetric Li storage capacity of 1028.7 mAhg−1. The metallic electronic structures of the Li-adsorbed P-LixSi2C4 as well as very small Li migration energy barriers are beneficial for fast charge/discharge performance of the battery. The mechanism on the Li adsorption interaction on the P-Si2C4 is discussed. These results demonstrate a novel strategy to design two-dimensional Si/C complex anode materials for high-performance Li-ion batteries.


The relatively low energy density of the currently commercialized Li-ion batteries (LIBs) is difficult to meet the requirement of the commercial electric vehicles (EVs) and becomes a big challenge for the development of the EV industry [1, 2]. To enhance the energy density of the LIBs, we need to improve the capacity of the electrode materials. Due to its very good cycling performance, graphite is the most widely used anode material, but its theoretical gravimetric capacity (372 mAhg−1) is relatively low [3, 4]. On the other hand, silicon has extremely high theoretical gravimetric capacity of about 4200 mAhg−1 [5], but the cycling performance is poor due to its very large volume expansion up to 420% at fully lithiated state [6]. To take advantages of both silicon and carbon anodes, designing a Si/C complex anode is both academically as well as technologically significant.

Siligraphene, which is a two-dimensional (2D) graphene-like layered material with C atoms partially replaced by Si atoms, was first predicted to be a stable 2D material from first principles calculations [7,8,9,10] and had been prepared successfully from experiments [11, 12]. Lin et al. had shown that 2D SiC sheets can be prepared through solution exfoliation techniques [11]. They also successfully prepared quasi-2D SiC2 sheets which can be preserved in air for months [12]. Later, first principles calculations suggest that siligraphene is a promising anode material that offers a theoretical capacity of 1520 mAhg−1 and 1286 mAhg−1 for g-SiC5 and g-SiC2, respectively [13]. It is shown that the siligraphene anode inherits the high cycling stability from graphite anodes as well as high capacity from silicon anodes. The predicted high Li storage capacity is attributed to the enhanced Li adsorption interaction with the siligraphene monolayer, which is related to the changes of Si atom from sp2 to sp3-like [13]. However, the electronic configuration change from sp2 to sp3-like is accompanied by obvious structural changes during Li adsorption on the siligraphene. This is not good for the cycling performance of the siligraphene as an anode material for LIBs. The better solution is to design Si/C complex materials that already have sp3-like electronic configuration.

Carbon has many types of allotropes, which are formed with sp, sp2, and sp3 hybridization or their combinations. The very stable sp2 plus big π-bond electronic configuration in graphite carbon is responsible for the weak Li adsorption interactions on graphene. Upon Li adsorption on monolayer graphene, charge transfer occurs from Li to the graphene layer [14]. Then, Li becomes positively charged and is binding to the graphene layer by the attractive Coulomb interaction. However, the excess charge from Li on the graphene layer breaks the big π-bond of the graphene, which is energetically unfavorable. As a result, the Li adsorption on single-layer graphene is not favored with adsorption energy of negatively higher than the cohesive energy of body-centered face (bcc) phase Li metal, which is not allowed in Li-ion batteries. As a result, Li storage with pristine graphene monolayer is not allowed [15]. Alternatively, hard carbon materials offer much higher Li/Na storage gravimetric capacity compared with that of graphite carbon materials [16,17,18]. Hard carbon material is known as an amorphous phase that is composed of both sp2 and sp3 carbon atoms [19]. Is it possible that the higher Li storage gravimetric capacity of hard carbon materials is related to the sp3 electronic configuration?

Penta-graphene, which is known as an sp2-sp3 hybrid 2D carbon allotrope [20], was predicted to be a promising anode material for Li/Na-ion batteries from first principles calculations [21]. As a 2D carbon allotrope, penta-graphene has a much stronger Li adsorption behavior compared with the conventional graphene with honeycomb structure. Is this different Li adsorption behavior also related to the sp3-like electronic configuration in penta-graphene? If the answer is yes, what is the intrinsic mechanism behind it?

Although penta-graphene is predicted to be a dynamically stable carbon allotrope, its cohesive energy is significantly higher compared with the globally most stable phase (graphite or graphene). The cohesive energy of penta-graphene is about 0.9 eV per atom higher than that of single-layer hexagonal graphene [20, 22], which makes it very difficult (if possible) for large-scale fabrication of the penta-graphene industrially. However, as for applications as anode material, large-scale fabrication is very important. Note that buckling is found in silicene and thus Si is more stable with sp3-like hybridization than sp2 [23,24,25] while C atoms prefer sp2 hybridization in 2D structures; it is reasonable to speculate that replacing the sp3-like C atoms with Si atoms in the structure of penta-graphene will be energetically favored. We call this structure as penta-siligraphene. Recent experiments have demonstrated that pentagonal Si-based nano-ribbons can be grown on Ag (110) [26], showing that the formation of Si-based pentagonal structure is experimentally possible.

Theoretically, the electronic and bonding nature of the penta-siligraphene (P-SiC2) was studied by Lopez-Bezanilla et al. and they found that P-SiC2 exhibits a partial inversion of the vertical ordering of the p-p-σ and p-p-π electronic bands [27]. Later, the electronic transport properties of the P-SiC2 are studied and compared with penta-graphene and penta-CN2 [28]. Interestingly, it is demonstrated that the electronic transport performance of the P-SiC2 can be tuned through strain engineering, and it was predicted that uniaxial compressive strain is capable of enhancing the hole mobility of monolayer penta-SiC2 up to 1.14 × 106 cm2 V−1 s−1 [29]. Despite the similarity in structures, the penta-siligraphene has different transport properties compared with penta-graphene. It was found by Hu et al. that the thermal conductivity of penta-graphene exhibits standard monotonic reduction by stretching, while penta-SiC2 possesses an unusual non-monotonic up-and-down behavior [30]. These interesting properties of the penta-siligraphene are strongly related to the electronic and chemical nature of the Si atoms in the structure. It was also found that Si element itself is beneficial to enhance the Li adsorption, as the Li adsorption interaction on silicene is much stronger compared with that on graphene [31, 32]. Therefore, it might be interesting to know if penta-siligraphene can be used as anode materials for LIBs.

In this work, we investigate Li-ion storage behaviors in penta-siligraphene with first principles calculations, and the mechanism on how Li ion can be stored by the penta-siligraphene is specifically discussed. We start our study from thermodynamic stability of the penta-siligraphene, followed by a detailed analysis of the intrinsic interactions of Li adsorption on it. Finally, the performance of the penta-siligraphene as an anode material for LIBs is discussed.

Computational Methods

All calculations in this work are performed using the Vienna Ab initio Simulation Package (VASP) [33] based on density functional theory (DFT). The projector augmented wave (PAW) method [34, 35] combined with the general gradient approximation (GGA) exchange and correlation functionals parameterized by Perdew-Burke-Ernzerhof (PBE) are used [36]. The cutoff energy for the plane waves is chosen to be 450 eV for all calculations. The lattice parameters and the ionic positions are fully relaxed, and the final forces are converged to 0.02 eV/Å. The electronic band structure is calculated with Heyd-Scuseria-Erznerhof (HSE06) hybrid functional [37], as hybrid functional has more accurate description of the electronic structure. The calculation of the density of states (DOS) is smeared by the Gaussian smearing method with a smearing width of 0.05 eV. The Monkhorst-Pack [38] k-point sampling is used and the density of the k-mesh is thicker than 0.05 Å−1 for ab initio molecule dynamics (AIMD) simulation and 0.03 Å−1 for other calculations. The atomic charge distribution is analyzed with the Bader charge analysis [39]. The Li-ion migration pathway is optimized with the climbing image nudged elastic band (CINEB) method [40]. The adsorption energy Ead is calculated by:

$$ {E}_{\mathrm{ad}}=\left({E}_{\mathrm{host}+n\mathrm{Li}}-{E}_{\mathrm{host}}-{nE}_{\mathrm{Li}}\right)/n $$

where Ehost, ELi, and Ehost + Li are the total energies of the host penta-siligraphene materials, the Li atom, and the Li-adsorbed hosts, respectively, n denotes the number of Li ions adsorbed on the penta-siligraphene. The influence of the van der Waals (vdW) interactions to the adsorption energy is tested using the DFT-D3 method with Becke-Jonson damping [41]. In addition to the adsorption energy, the average Li intercalation potential (vs Li+/Li) can be obtained directly from the difference of the adsorption energy and the cohesive energy of the Li metal (bcc phase) from Vave =  − (Ead − ELi − cohesive), if we choose eV and V as the units for energy and the potential, respectively.

Results and Discussions

Structure and Stability of Penta-siligraphene

The structure of the penta-graphene (see Fig. 1a, denoted as P-C6 in the following of this paper) possesses the P-421m symmetry (space group No. 113). The optimized lattice constants are a = b = 3.636 Å, in agreement with previous results [20, 21]. Two types of carbon atoms can be found in the structure, namely, 4-coordinated carbon (denoted as C1 in Fig. 1a) and 3-coordinated carbon (denoted as C2 in Fig. 1a). From the local geometry of the carbon atoms, we can see that C1 is sp3-like hybridized while C2 is sp2-like hybridized. Although C2 atom is regarded as sp2-like hybridized [20], the double C2–C2 bond feature makes the chemical character of the C2 atom different from that of graphene, which will be discussed in details in the following of this paper. Replacing C1 atoms with Si atoms in the P-C6 structure, the penta-siligraphene is formed (see Fig. 1b, the crystalline information file of the optimized structure is given in Additional file 1: SI-1 of the supplementary material) and denoted as P-Si2C4 in the following of this paper. As the atomic radius of Si atom is larger than that of C atom, the lattice constants of the P-Si2C4 (a = b = 4.405 Å) is larger than that of P-C6, while in good agreements with the other reported results [27,28,29,30].

Fig. 1
figure 1

a The ball and stick model of penta-graphene and b penta-siligraphene. Both top views (up) and side views (down) are presented. The gray and yellow spheres are C and Si atoms, respectively. The 4- and 3-coordinated carbon atoms are denoted as C1 and C2, respectively. The bond lengths are also presented alongside each bond

In order to evaluate the relative thermodynamic stability, Table 1 presents the cohesive energies of different allotropes of C, Si, and C/Si complexes. Although penta-graphene (P-C6) is shown to be stable at 1000 K from ab initio molecular dynamics (AIMD) simulations [20], the cohesive energy of P-C6 (− 8.24 eV·atom−1) is much higher compared with that of single-layer graphene (− 9.14 eV·atom−1). This shows that mass production of P-C6 must be very difficult. On the other hand, the cohesive energy of P-Si2C4 (− 7.26 eV·atom−1) is only 0.2 eV higher compared with its most stable allotrope g-Si2C4 (− 7.46 eV·atom−1), showing that preparation of penta-siligraphene can be much easier compared with P-C6. To verify the structural stability of the P-Si2C4, phonon dispersion curves of the P-Si2C4 were calculated and presented in Fig. 2. Although small imaginary frequencies are found in a small region near the Γ-point (0.0039 THz or 0.13 cm−1), we can still believe that the system is dynamically stable, because it is generally accepted that these small imaginary frequencies (no greater than 1 cm−1) could be an artifact of the simulation [42]. Imaginary frequencies have also been reported in other dynamically stable 2D materials such as germanene [43] and arsenene [44]. Applying technique treatments like increasing the accuracy of the calculation or using different calculation method, these imaginary frequencies can be removed.

Table 1 The lattice parameters and cohesive energies of different C/Si materials
Fig. 2
figure 2

Phonon dispersion curves of the 2D P-Si2C4 monolayer calculated from linear response theory

Furthermore, AIMD simulation is also performed to evaluate the structural stability of P-Si2C4 at high temperatures. AIMD are performed using 3 × 3 and 4 × 4 supercells in a canonical ensemble at temperatures of 1000 K, 1500 K, 2000 K, and 2500 K (see Additional file 1: Figure S1). Additional file 1: Figure S2 and S3 present the atomic configurations of the P-Si2C4 at the end of AIMD simulations at different temperatures using 3 × 3 and 4 × 4 supercells, respectively. As is shown, the pentagonal atomic rings are kept unchanged when the temperature is as high as 2000 K during the 20-ps simulation time, showing that the structure can bear a temperature as high as 2000 K. On the other hand, serious structural deformations are observed and hexagonal rings (see Additional file 1: Figure S2d) as well as other defects (Additional file 1: Figure S3d) appeared in the snapshots, indicating that the structures are destroyed at 2500 K. The hexagonal rings found in P-Si2C4 at 2500 K indicate that g-Si2C4 (which is composed of hexagonal rings [13]) is more stable than the penta-phase P-Si2C4, consistent with the cohesive energy given in Table 1. These results confirm that the structural stability of the P-Si2C4 is much more stable compared with that of the P-C6, which can only bear a temperature of 1000 K.

Li Adsorption on Penta-siligraphene

In order to study the Li adsorption on the penta-siligraphene P-Si2C4, different Li adsorption sites are considered and four stable adsorption sites (as shown in Fig. 3a) can be found after relaxation. The stable Li adsorption sites are top site of Si atom (denoted as T), hollow site (denote as H) of the Si2C3 pentagon ring, and bridge sites between two C2 atoms at the down-layer (B1) and up-layer (B2). The preference of the Li-ion adsorption on these sites can be characterized by the adsorption energies presented in Table 2. The results show that the most stable Li adsorption site is the B1 site, with adsorption energy of − 1.922 eV. On the other hand, the adsorption energy at the H site (− 1.905 eV) is very close to the B1 site. The Li adsorption energies are also represented by the adsorption heights, as lower adsorption energy corresponds to smaller adsorption heights (see Table 2). At the beginning of the Li adsorption process, Li ions are preferred to stay at the most stable B1 sites. After all B1 sites are occupied (corresponding to a stoichiometry of Li2Si2C4 and see Fig. 3b), Li ions start to stay at H sites. As the distance between B1 and H site is very small (~ 1.5 Å), strong repulsion interaction occurs to the Li ions at B1 and H sites. As a result, Li ions at B1 sites are repulsed to the nearby H sites and therefore B1 sites become empty while all H sites are occupied at the state of Li4Si2C4 (see Fig. 3c). The influence of the vdW interaction to the Li adsorption energy is also tested, and the results are given in the parentheses in Table 2. As is shown, vdW interaction contributes from − 0.12 to − 0.17 eV to the adsorption energy for different adsorption sites, showing that vdW interaction is in favor of Li adsorption.

Fig. 3
figure 3

Li adsorption sites on a penta-siligraphene surface and the atomic configuration of the most stable structures of b Li2Si2C4 and c Li4Si2C4. The yellow (largest), gray (middle sized), and purple (smallest) spheres are Si, C, and Li atoms, respectively. H, T, B1, and B2 denote the Li adsorption sites

Table 2 The Li adsorption energies/heights at different sites on the unit cell of P-Si2C4. The adsorption height is defined as the vertical distance from the Li ion to the P-Si2C4 center plane. The numbers in the parentheses are corresponding values with vdW corrections

Comparing the Li adsorption energies with the cohesive energy of the bcc phase Li metal (− 1.86 eV·atom−1), we can judge that Li adsorption is electrochemically active or not. If the adsorption energy is lower than the cohesive energy of Li metal, Li-ion adsorption is favored and the adsorption corresponds to a positive discharge potential. As given in Table 1, the adsorption energies on both B1 and H sites are lower than − 1.86 eV, showing that both B1 and H sites are electrochemically active sites for Li storage. To evaluate the Li storage capacity, the Li adsorption energies at different Li-ion concentrations x (Li/(Si + C) ratio) are calculated and compared with the cohesive energy of bcc Li metal. As it is shown in Fig. 4, the Li adsorption energies are lower than − 1.86 eV when the Li/C ratio x is smaller than 2/3, corresponding to 4 Li atoms adsorbed in one unit cell of the P-Si2C4 and a theoretical gravimetric capacity of 1028.7 mAhg−1 (Li4Si2C4). The energy density of a battery, which is equal to the capacity times the output voltage, is more concerned compared with the Li storage capacity. A good anode material should have relatively low electrochemical potentials, which can be obtained from the adsorption energies. The average potential is about 0.1–0.2 V, which is relatively low and beneficial to a higher output voltage of a full battery system. Furthermore, Fig. 4 also presents the lattice constant changes at different Li adsorption concentrations. As is shown, the lattice constant of the P-Si2C4 shrinks slightly upon Li adsorption. When the concentration x is 1/6, the lattice change reaches the largest value, which is as small as − 0.94%, indicating that the volume change will be very small during the charge/discharge process. The small volume change is beneficial to maintain the structure of the P-Si2C4 to be stable during the cycling.

Fig. 4
figure 4

The calculated Li adsorption energies on P-Si2C4 surface (red cycles, left-hand axis) and the lattice constant change (blue squares, right-hand axis) as a function of the Li adsorption concentration (Li/(C+Si) ratio). The cohesive energy of bcc phase Li metal is also included for comparison

Electronic Structure Analysis of the Penta-siligraphene upon Li Adsorption

The electronic band structures of the penta-siligraphene (P-Si2C4) and its lithiated states are presented in Fig. 5. As is seen, P-Si2C4 is a semiconductor with an indirect band gap of about 2.35 eV, which is much smaller compared with 3.46 eV of the penta-graphene P-C6 (see Additional file 1: Figure S4). The smaller band gap of P-Si2C4 than P-C6 is originated from the enhanced dispersion of the highest occupied bands (Nos. 11 and 12 in Fig. 5a), particularly at the high symmetry M and Γ points. The band gap is opened between the energy bands of No. 12 (the highest occupied band) and No. 13 (the lowest unoccupied band). The energy level of band No. 12 is raised up substantially at the M point, which raises the Fermi level and in turn decreases the band gap.

Fig. 5
figure 5

The electronic band structures of a penta-siligraphene P-Si2C4 and its lithiated states b P-LiSi2C4, c P-Li2Si2C4, and d P-Li4Si2C4 calculated from HSE06. The Fermi level is selected to be 0 eV. The numbers from 10 to 14 in a and d denote the number of the band, while the band numbers 13 and 14 are highlighted with red and blue colors, respectively. The labeling of bands is conformed to the VASP code, in which band labeling is referenced to the valence and conduction bands and the core electrons are not included in the labeling

From the analysis of the shape of the charge density (wavefunction) projected to bands No. 10–14 shown in Fig. 6, we can see that band No. 12 corresponds to the bonding states of the σ-bonds formed between C and Si atoms, while band No. 13 (and 14) corresponds to the 2-pz state of the C atom. The empty C-pz state provides space to accommodate and stabilize electrons from Li adsorption, which makes Li adsorption process energetically favorable.

Fig. 6
figure 6

Band decomposed charge density contours for bands a No. 10, b No. 12, and c No. 13 of the penta-siligraphene (P-Si2C4, Fig. 5a) and band d No. 13 of the lithiated penta-siligraphene (Li4Si2C4, Fig. 5d). The yellow (large), gray (middle-sized), and purple (small) spheres are Si, C, and Li atoms, respectively. The charge density contours are displayed with transparent red (with isosurface value of 0.02 e/Å3) and blue (with isosurface value of 0.01 e/Å3) colors

The enhanced dispersion of the highest occupied energy bands in P-Si2C4 can be attributed to two factors: firstly, the Coulomb attraction between the electrons occupying band No. 12 (C–Si σ-bonds) and the positively charged Si atom, compared with that in carbon-only penta-graphene P-C6. Bader charge analysis shows that Si atom is positively charged in the penta-siligraphene P-Si2C4. As shown in Table 3, the Bader charge of Si atoms in either siligraphene or penta-siligraphene is about 1.65 e, showing that Si atoms are positively charged with + 2.35 e. On the other hand, C1 atom in penta-graphene (P-C6) is also positively charged, but the net charge is only + 0.08 e. Therefore, in addition to the covalent bonding interaction, strong Coulomb interactions between C and Si atoms occur in P-Si2C4, compared with that in the P-C6. This is beneficial to the dispersion of the occupied energy bands (No. 12) near the Fermi level. Secondly, the enhanced buckling in the P-Si2C4 may also contribute to the dispersion of the band No. 12 (the bonding state of the C–Si σ-bond), as larger buckling denotes more sp3-hybridized and stronger σ-bonding are formed between the C–Si atoms. This is also an important reason for the stable structural stability of the P-Si2C4 compared with that of P-C6. More importantly, the buckling between the Si and C atoms increases with Li adsorption and becomes 0.876 Å at the lithiated state P-Li4Si2C4. In this state, the C–Si–C (102.50° and 124.59°) bond angles of the SiC4 tetrahedron becomes closer to 108.47° of a standard tetrahedron, showing that the sp3-hybridization of the Si atom and the strength of the C–Si bonds become stronger upon Li adsorption. Consequently, the dispersion of the band No. 12 is also enhanced with the increased Li adsorption concentration, as can be seen in Fig. 4.

Table 3 The Bader charge (in electrons) of penta-graphene (P-C6), penta-siligraphene (P-Si2C4) and their Li-adsorbed states P-Li4C6 and P-Li4Si2C4. Siligraphene (g-Si2C4) is also included for comparison. The values in the parentheses are the positive or negative charge of the correspond atoms

Upon Li adsorption on the surface of penta-siligraphene (P-Si2C4), charge transfers from the Li atoms (in real battery operation, Li+ ions come from the inner circuit while same amount of electrons come from the external circuit) to the carbon atoms in P-Si2C4. As a result, excess electrons will move down the unoccupied bands (bands No. 13 and 14) giving rise to metallic electronic structures of the system, as shown in Fig. 6b–d. The metallic electronic structures ensure good electronic conductivity of the P-Si2C4 anode during the charge/discharge process, which is beneficial to the rate performance of the battery system using the P-Si2C4 anode.

As discussed above and shown by the band projected charge density in Fig. 6, bands No. 13 and 14 are the pz states of the C atom in P-Si2C4. These empty bands are very important for Li adsorption. In addition to the Coulomb attraction between the positively charged Li ions and the negatively charged P-Si2C4 substrate, the electrons occupying the C-pz states have a strong Coulomb attraction to the positively charged Si atom (which moves down the energy levels of bands No. 13 and 14, and thus lowers the total energy of the substrate). As a consequence, Li adsorption on P-Si2C4 is energetically more favorable. As a unit cell of the P-Si2C4 contains 4 C atoms, it is expected that 4 Li atoms can be adsorbed on the P-Si2C4 surface. After the C-pz states are completely occupied, adsorption of more Li atoms on the P-Si2C4 will be energetically unfavorable. This is in agreement with the calculated adsorption energies presented in Fig. 4.

Li-Ion Migration Dynamics on P-Si2C4

The rate performance of the P-Si2C4 anode is determined by electronic conduction and Li-ion diffusion dynamics. As discussed above, although the electronic structure of the pristine P-Si2C4 is an insulator, it becomes metallic spontaneously upon Li adsorption, even when Li concentration is low. Therefore, the electronic conductivity should be good enough for application as an anode material. Then, the Li-ion diffusion on the penta-siligraphene becomes the rate control step. As the structure of the P-Si2C6 is similar to that of the penta-graphene (P-C6) on which Li ion diffuses very fast [21], it is expected that Li-ion diffusion on P-Si2C6 can also be very fast.

The rate performance of a battery is strongly related to the state of charge (SOC), namely, the Li-ion diffusion is dependent on the Li adsorption concentration. In order to evaluate the Li-ion diffusion dynamics at different SOC, two extreme concentrations are considered, namely dilute Li ion and dilute Li vacancy. For simulation of dilute Li-ion diffusion, one Li ion is adsorbed on a supercell of the P-Si2C4. From above discussions in the section “Li Adsorption on Penta-siligraphene,” Li ion prefers to stay at B1 site when the Li concentration is low, as shown in Fig. 7. Considering the symmetry of the structure, only one Li migration pathway (denoted as Path-1 in Fig. 7) can be found and Path-1 forms a complete 2D Li diffusion network on the P-Si2C4 surface. The dilute Li-ion migration energy barrier on P-Si2C4 along the NEB method optimized pathway is about 0.117 eV, which is smaller than that of on P-C6 (0.17 eV, Path-II) [21] and g-Si2C4 (0.548 eV) [13]. When the SOC becomes 50%, namely, the material is discharged into the state of Li2Si2C4, all Li ions still occupy the B1 sites (see Fig. 3b) and thus the Li-ion diffusion pathway is the same as the case of dilute Li ion. These results show that Li-ion diffusion can be very fast at the beginning half of the discharge process.

Fig. 7
figure 7

The dilute Li-ion migration pathway and the corresponding energy profile along the pathway on P-Si2C4. The gray (middle sized), golden, and purple spheres are C, Si, and Li atoms, respectively. The red arrows illustrate the two-dimensional diffusion networks

For the case of dilute Li vacancy, we remove one Li ion from the fully lithiated state Li4Si2C4 and create one dilute Li vacancy in the supercell. As discussed above, Li ion prefers to occupy the H site when the Li concentration is high (see Fig. 3c). Therefore, three different Li vacancy migration pathways are considered, as shown in Fig. 8a. Path-1 refers to the Li vacancy migration from the H site to its neighboring H site across the top of a Si atom (across T site). Path-2 corresponds to the pathway across the top of the middle point of the C2–C2 dimer at the top layer (across B2 site). Path-3 is the pathway along the C2–C2 dimer at the down-layer (across B1 site). The energy profiles along the optimized pathways are given in Fig. 8b. As is seen, the Li-ion migration energy barriers along these pathways are very low, particularly for Path-3 (0.052 eV). The energy profiles along Path-1 and Path-2 are slightly asymmetric, because of the large relaxation of the Li ions when one Li vacancy is created. The extremely low energy barrier along Path-3 is reasonable, since Path-3 crosses B1 site (energetically most favorable adsorption site). However, Path-3 alone is not able to form a complete Li diffusion network on the surface of the P-Si2C4. Therefore, Path-1 or Path-2 must take part in the diffusion process, and the overall energy barrier for dilute Li vacancy migration is 0.155 eV or 0.165 eV. Although higher than dilute Li-ion migration (0.117 eV), the energy barrier for dilute Li vacancy migration is also very small compared with that for P-C6 (0.25 eV, Path-II’) [21] and g-Si2C4 (0.233 eV) [13]. As the Li migration energy barriers in P-Si2C4 are always lower than those in P-C6 and g-Si2C4 (both dilute Li ion and dilute Li vacancy), it is expected that the rate performance of the P-Si2C4 is the best one among the three similar anode candidates.

Fig. 8
figure 8

a Dilute Li vacancy migration pathways and b the corresponding energy profiles on fully lithiated P-Li4Si2C4. The gray (middle sized), golden, and purple spheres are C, Si, and Li atoms, respectively. The large green sphere represents the dilute Li vacancy. The thick/thin arrows indicate fast/slow migration pathways which form the two-dimensional diffusion networks


In summary, based on first principles calculations, we predicted that 2D pentagonal Si/C compound P-Si2C4 can be potentially used as anode materials for LIBs. Phonon dispersion data confirmed the dynamic stability of the P-Si2C4 structure at ground state, while AIMD simulation shows that the structure of the P-Si2C4 can be stable at temperatures as high as 2000 K. The unique 2D buckled pentagonal structure promotes special empty C-2pz states that facilitate Li adsorption on the surface of the P-Si2C4, which offers a gravimetric Li storage capacity of 1028.7 mAhg−1. The calculated dilute Li-ion/Li vacancy migration energy barriers show that Li-ion diffusion on the surface of the P-Si2C4 can be faster than both the pentagonal graphene (P-C6) and the honeycomb-structured siligraphene. The metallic electronic structure of the lithiated P-LixSi2C4 ensures good electronic conductivity of the material as electrodes. These advantages are crucial features to the P-Si2C4 as a promising anode material for LIBs. In summary, our first principles study offers a novel strategy to design high-performance Si/C complexity for the application in LIBs.

Availability of Data and Materials

All data generated or analyzed during this study are included in this published article.





Ab initio molecule dynamics

bcc :

Body-centered face


Climbing image nudged elastic band


Density functional theory


Density of states


Electric vehicles


General gradient approximation




Li-ion batteries


Projector augmented wave




State of charge


Vienna Ab initio Simulation Package


van der Waals


  1. Goodenough JB, Kim Y (2010) Challenges for rechargeable Li batteries. Chem Mater 22:587

    CAS  Article  Google Scholar 

  2. Tarascon JM, Armand M (2001) Issues and challenges facing rechargeable lithium batteries. Nature 414:359

    CAS  Article  Google Scholar 

  3. Zhang QF, Uchaker E, Candelaria SL, Cao GZ (2013) Nanomaterials for energy conversion and storage. Chem Soc Rev 42:3127

    CAS  Article  Google Scholar 

  4. Persson K, Sethuraman VA, Hardwick LJ, Hinuma Y, Meng YS, Van der ven A, Srinivasan V, Kostecki R, Ceder G (2010) Lithium diffusion in graphitic carbon. J Phys Chem Lett 1:1176

    CAS  Article  Google Scholar 

  5. Li H, Huang XJ, Chen LQ, Wu ZG, Liang Y (1999) A high capacity nano-Si composite anode material for lithium rechargeable batteries. Electrochem Solid state Lett 2:547

    CAS  Article  Google Scholar 

  6. Wu H, Cui Y (2012) Designing nanostructured Si anodes for high energy lithium ion batteries. Nano Today 7:414

    CAS  Article  Google Scholar 

  7. Li YF, Li FY, Zhou Z, Chen ZF (2011) SiC2 silagraphene and its one-dimensional derivatives: where planar tetracoordinate silicon happens. J Am Chem Soc 133:900

    CAS  Article  Google Scholar 

  8. Gao GY, Ashcroft NW, Hoffmann R (2013) The unusual and the expected in the Si/C phase diagram. J Am Chem Soc 135:11651

    CAS  Article  Google Scholar 

  9. Qin XM, Liu Y, Li XW, Xu JC, Chi BQ, Zhai D, Zhao XL (2015) Origin of Dirac cones in SiC silagraphene: a combined density functional and tight-binding study. J Phys Chem Lett 6:1333

    CAS  Article  Google Scholar 

  10. Shi ZM, Zhang ZH, Kutana A, Yakobson BI (2015) Predicting two-dimensional silicon carbide monolayers. ACS Nano 9:9802

    CAS  Article  Google Scholar 

  11. Lin SS (2012) Light-emitting two-dimensional ultrathin silicon carbide. J Phys Chem C 116:3951

    CAS  Article  Google Scholar 

  12. Lin SS, Zhang SJ, Li XQ, Xu WL, Pi XD, Liu XY, Wang FC, Wu HG, Chen HS (2015) Quasi-two-dimensional SiC and SiC2: interaction of silicon and carbon at atomic thin lattice plane. J Phys Chem C 119:19772

    CAS  Article  Google Scholar 

  13. Wang HW, Wu MS, Lei XL, Tian ZF, Xu B, Huang K, Ouyang CY (2018) Siligraphene as a promising anode material for lithium-ion batteries predicted from first-principles calculations. Nano Energy 49:67

    CAS  Article  Google Scholar 

  14. Qi Y, Guo HB, Hector LG, Timmons A (2010) Threefold increase in the Young’s modulus of graphite negative electrode during lithium intercalation. J Electrochem Soc 157:A558

    CAS  Article  Google Scholar 

  15. Datta D, Li JW, Koratkar N, Shenoy VB (2014) Enhanced lithiation in defective graphene. Carbon 80:305

    CAS  Article  Google Scholar 

  16. Mao Y, Duan H, Xu B, Zhang L, Hu YS, Zhao CC, Wang ZX, Chen LQ, Yang YS (2012) Lithium storage in nitrogen-rich mesoporous carbon materials. Energy Environ Sci 5:7950

    CAS  Article  Google Scholar 

  17. Guan Z, Liu H, Xu B, Hao X, Wang Z, Chen L (2015) Gelatin-pyrolyzed mesoporous carbon as a high-performance sodium-storage material. J Mater Chem A 3:7849

    CAS  Article  Google Scholar 

  18. Zhang C, Wang X, Liang Q, Liu X, Weng Q, Liu J, Yang Y, Dai Z, Ding K, Bando Y (2016) Amorphous phosphorus/nitrogen-doped graphene paper for ultrastable sodium-ion batteries. Nano Lett 16:2054

    CAS  Article  Google Scholar 

  19. Haerle R, Riedo E, Pasquarello A, Baldereschi A (2001) Hybridization ratio sp2/sp3 in amorphous carbon from C 1s core-level shifts: X-ray photoelectron spectroscopy and first principles calculations. Phys Rev B 65:045101

    Article  Google Scholar 

  20. Zhang SH, Zhou J, Wang Q, Chen XS, Kawazoe Y, Jena P (2015) Penta-graphene: a new carbon allotrope. PNAS 112:2372

    CAS  Article  Google Scholar 

  21. Xiao B, Li YC, Yu XF, Cheng JB (2016) Penta-graphene: a promising anode material as the Li/Na-ion battery with both extremely high theoretical capacity and fast charge/discharge rate. ACS Appl Mater Interfaces 8:35342

    CAS  Article  Google Scholar 

  22. Wang JT, Nie SM, Weng HM, Kawazoe Y, Chen CF (2018) Topological nodal-net semimetal in graphene network structure. Phys Rev Lett 120:026402

    CAS  Article  Google Scholar 

  23. Fleurence A, Friedlein R, Ozaki T, Kawai H, Wang Y, Yamada TY (2012) Experimental evidence for epitaxial silicene on diboride thin film. Phys Rev Lett 108:245501

    Article  Google Scholar 

  24. Kara A, Enriquez H, Seitsonen AP, Voon LCLY, Vizzini S, Aufray B, Oughaddou H (2012) A review on silicene: new candidate for electronics. Surf Sci Rep 67:1

    CAS  Article  Google Scholar 

  25. Liu G, Lei XL, Wu MS, XuB OCY (2014) Is silicene stable in O2: first principles study of O2 dissociation and O2 dissociation-induced oxygen atoms adsorption on free-standing silicone? EPL 106:47001

    Article  Google Scholar 

  26. Cerda JI, Slawinska J, Le-Lay G, Marele AC, Gomez-Rodriguez JM, Davila ME (2016) Unveiling the pentagonal nature of perfectly aligned single and double strand Si nano-ribbons on Ag (110). Nat Commun 7:13076

    CAS  Article  Google Scholar 

  27. Lopez-Bezanilla A, Littlewood PB (2015) σ-π-band inversion in a novel two-dimensional material. J Phys Chem C 119:19467

    Article  Google Scholar 

  28. Berdiyorov GR, El-Amine Madjet M (2016) First-principles study of electronic transport and optical properties of penta-graphene, penta-SiC2 and penta-CN2. RSC Adv 6:50867

    CAS  Article  Google Scholar 

  29. Xu YF, Ning ZY, Zhang H, Ni G, Shao HZ, Peng B, Zhang XC, He XY, Zhu YY, Zhu HY (2017) Anisotropic ultrahigh hole mobility in two dimensional penta-SiC2 by strain-engineering: electronic structure and chemical bonding analysis. RSC Adv 7:45705

    CAS  Article  Google Scholar 

  30. Liu HK, Qin GZ, Lin Y, Hu M (2016) Disparate strain dependent thermal conductivity of two dimensional penta-structures. Nano Lett 16:3831

    CAS  Article  Google Scholar 

  31. Lin XQ, Ni J (2012) Much stronger binding of metal adatoms to silicene than to graphene: a first-principles study. Phys Rev B 86:075440

    Article  Google Scholar 

  32. Wang X, Luo YH, Yan T, Cao W, Zhang M (2017) Strain enhanced lithium adsorption and diffusion on silicone. Phys Chem Chem Phys 9:6563

    Article  Google Scholar 

  33. Kresse G, Furthmuller J (1996) Efficient iterative schemes for ab initio total-energy calculations using a plane-wave basis set. Phys Rev B 54:11169

    CAS  Article  Google Scholar 

  34. Blöchl PE (1994) Projector augmented-wave method. Phys Rev B 50:17953

    Article  Google Scholar 

  35. Kresse G, Joubert J (1999) From ultrasoft pseudopotentials to the projector augmented-wave method. Phys Rev B 59:1758

    CAS  Article  Google Scholar 

  36. Perdew JP, Burke K, Ernzerhof M (1996) Generalized gradient approximation made simple. Phys Rev Lett 77:3865

    CAS  Article  Google Scholar 

  37. Krukau AV, Vydrov OA, Izmaylov AF, Scuseria GE (2006) Influence of the exchange screening parameter on the performance of screened hybrid functionals. J Chem Phys 125:224106

    Article  Google Scholar 

  38. Monkhorst HJ, Pack JD (1976) Special points for Brillouin-zone integrations. Phys Rev B 13:5188

    Article  Google Scholar 

  39. Tang W, Sanville E, Henkelman G (2009) A grid-based Bader analysis algorithm without lattice bias. J Phys Condens Mater 21:084204

    CAS  Article  Google Scholar 

  40. Henkelman G, Uberuaga BP, Jónsson H (2000) A climbing image nudged elastic band method for finding saddle points and minimum energy paths. J Chem Phys 113:9901

    CAS  Article  Google Scholar 

  41. Grimme S, Ehrlich S, Goerigk L (2011) Effect of the damping function in dispersion corrected density functional theory. J Comput Chem 32:1456

    CAS  Article  Google Scholar 

  42. Shao YF, Shao MM, Kawazoe Y, Shi XQ, Pan H (2018) Exploring new two-dimensional monolayers: pentagonal transition metal borides/carbides (penta-TMB/Cs). J Mater Chem A 6:10226

    CAS  Article  Google Scholar 

  43. Cahangirov S, Topsakal M, Aktürk E, Şahin H, Ciraci S (2009) Two- and one-dimensional honeycomb structures of silicon and germanium. Phys Rev Lett 102:236804

    CAS  Article  Google Scholar 

  44. Kamal C, Ezawa M (2015) Arsenene: two-dimensional buckled and puckered honeycomb arsenic systems. Phys Rev B 91:085423

    Article  Google Scholar 

Download references


This work is supported by the Natural Science Foundation of China (NSFC, under Grant Nos. 11564016, 11664012, and 11764019). The computations were partly performed on TianHe-2(A) at the National Supercomputer Center in Tianjin. The authors acknowledge fruitful discussions with Prof. Yue Qi from Michigan State University.

Author information

Authors and Affiliations



MSW and CYOY conceived the idea. HWW performed the calculations, analyzed the result data, and wrote the manuscript. All authors have read and approved the final manuscript.

Corresponding authors

Correspondence to Musheng Wu or Chuying Ouyang.

Ethics declarations

Competing Interests

The authors declare that they have no competing interests.

Additional information

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Additional file

Additional file 1:

Supplementary online material for “First principles study of penta-siligraphene as high-performance anode material for Li-ion batteries” (DOCX 2536 kb)

Rights and permissions

Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (, which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

Reprints and Permissions

About this article

Verify currency and authenticity via CrossMark

Cite this article

Wang, H., Wu, M., Tian, Z. et al. First Principles Study of Penta-siligraphene as High-Performance Anode Material for Li-Ion Batteries. Nanoscale Res Lett 14, 260 (2019).

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI:


  • Silicon-carbon materials
  • Penta-siligraphene
  • Anode
  • Li-ion batteries
  • First principles study