Fine Splitting of Electron States in Silicon Nanocrystal with a Hydrogen-like Shallow Donor
© to the authors 2007
Received: 7 July 2007
Accepted: 16 October 2007
Published: 2 November 2007
Electron structure of a silicon quantum dot doped with a shallow hydrogen-like donor has been calculated for the electron states above the optical gap. Within the framework of the envelope-function approach we have calculated the fine splitting of the ground sixfold degenerate electron state as a function of the donor position inside the quantum dot. Also, dependence of the wave functions and energies on the dot size was obtained.
Introduction of shallow impurities into silicon quantum dots is considered [1–5] as an efficient way to modify optical properties of the dots. In connection to this, calculations of electronic structure [6–11] and dielectric function [12–18] of silicon nanocrystals doped with V-group shallow donors have been carried out earlier. The microscopic first-principles study of charge distribution and electrostatic fields in bulk silicon [19–21] and silicon crystallites [16–18] in the presence of V-group donors have shown existence of short-range and long-range components of the electron–ion Coulomb interaction in the system. The short-range potential differs from zero only in a nearest vicinity (about Bohr radius) of the donor nucleus. This extra potential, frequently named a “central-cell correction”, leads to so-called valley–orbit interaction [22, 23]. In turn, the valley–orbit interaction causes the splitting of the electron ground state that is sixfold degenerate if the spin variables have not been taken into account. The degeneracy order exactly coincides with the number of valleys in a conduction band of bulk silicon. The long-range component represents standard ɛ-times weakened Coulomb attraction between the donor ion and electron.
Quantum confinement in nanocrystals considerably strengthens the valley–orbit interaction and level splitting [8–11] relative to the bulk systems . Provided that the valley–orbit interaction is strong, the sixfold degenerate lowest energy level splits into three (if the donor occupies the dot center) or six (if the donor position is arbitrary) levels. In case of symmetric central-located donor position in the nanocrystal the ground state splits into a singlet, doublet, and triplet [8, 10, 11], as it takes place in the bulk silicon [22, 23], the singlet level being strongly split off from the doublet and triplet levels and always turns out to be the lowest one.
However, not all the donors manifest strong valley–orbit coupling. For example lithium, being interstitial donor of the first group, has the splitting of about 1–2 meV  which is one-two order less than that for V-group donors such as P, As, Sb, and Bi. It is, therefore, logical to assume also for quantum dots (without resorting to calculations), that the valley–orbit splitting and central-cell effect for Li will be weakened compared to the V-group donors by the same order of magnitude. As was shown for 2–5 nm nanocrystals [10, 11], maximal values of the splitting for the V-group donors are of the order of several tenths of eV. As a consequence, the valley–orbit splitting for Li in the dot does not exceed, presumably, 10 meV. At the same time, as will be shown below, the splitting caused by the long-range hydrogenic potential turns out to be considerably greater (about 100 meV). This indicates a key role of the hydrogenic potential compared to the central-cell one for Li. On this reason, the hydrogenlike model may be applied to a lithium donor in a silicon nanocrystal. Therefore, when dealing with Li-doped dots, we shall neglect the short-range central-cell field and, consequently, the valley–orbit splitting.
In turn, for V-group donors in quantum dots, a contribution of the long-range field to the energy splitting is 3–5 times less than that of the short-range field. In particular, in the works of the authors [10, 11] electronic structure of silicon crystallites doped with V-group donors has been already calculated in the presence of both short- and long-range Coulomb interactions. Note, however, that the results of Refs [10, 11] may not be automatically extended to Li-doped nanocrystals by zero setting the terms caused by the short-range field. For V-group donors the central-cell potential, being stronger than the hydrogenic one, imposes certain symmetry to the Bloch states. The latter are described by the functions possessing A 1 E, or T 2 symmetry. Existence of the hydrogen-like potential leads to some insignificant corrections only. In case of a lithium donor, the situation is opposite. Precisely the hydrogen-like potential is a dominant factor, while the valley–orbit interaction is negligibly small. As a result, we have to use different approaches to solve the problem. Consequently, the solutions obtained in these two cases are appreciably different.
In the present article we find the energies and wave functions of the ground and several excited electronic states of silicon quantum dot with a lithium donor that may be treated as a shallow hydrogenic one. We shall also discuss an effect of degeneracy removal caused by the presence of a hydrogenlike center in an arbitrary place inside the dot, and calculate the splitting of the lowest energy level being sixfold degenerate initially.
For this purpose we employ envelope-function approximation. Of course, an applicability of the method to quantum dots is justified when the dot size considerably exceeds the size of the unit cell. The latter approximately coincides with the distance between adjacent atoms in silicon lattice (2.35 Ǻ). We suppose this requirement to be fulfilled for 2–5 nm nanocrystals. In this case, keeping ourselves within the framework of a macroscopic picture, one can use bulk static dielectric constants ɛ s and ɛ d for materials inside and outside the dot, respectively. As a result, the standard Coulomb potential is modified due to appearance of polarization charges at the nanocrystal boundary [13, 14]. Existence of an excess positive charge near the dot boundary has been directly confirmed by the microscopic first-principles calculations of Delerue et al.  and Trani et al. .
The Model and Basic Equations of the Problem
Let us consider a silicon quantum dot of radiusR, embedded into a wide-band matrix such as SiO2. The potential barriers for electrons caused by the band discontinuity at the dot boundary are of the order of several eV. Since the typical energies we shall further consider do not exceed a few tenths of eV, the barriers may be treated as infinitely high.
where θ is the angle between h and r. The first term in the expression (3) corresponds to the direct Coulomb attraction between the donor and electron, while the second term, represented by the sum over l, describes an interaction between the ion image and electron. This term disappears when ɛ s and ɛ d become equal.
Notice that U 0 (r) and V sp (r) are isotropic functions independent of the electron position-vector direction. On the contrary, the electron–ion interaction strongly depends on the positional relationship of the ion and electron. As a consequence, the direction of r influences the magnitude of V ie .
Here, H ij is the matrix Hamiltonian operator for bulk Si, and the Einstein convention has been applied for summing overj. It is well known that energy minima in the conduction band of silicon are located nearby X-points symmetrically relative to the boundary of the Brillouin zone. At the X-point energy branches intersect, which leads to the double degeneracy. Since there are three physically nonequivalent X-points in the conduction band, the spectrum is sixfold degenerate on the whole (without spin) as was already mentioned above.
Frequently, when analyzing electron phenomena in silicon, the model of parabolic energy band with longitudinal m l = 0.92m 0 and transverse m t = 0.19m 0 effective masses is used. However, such a representation is correct for electron energies obeying the inequality where E X and E Δ are, respectively, the energies of the X-point and the point of the energy minimum located at the Δ-direction. It is not so in our case. Due to the strong quantum confinement, typical electron energies are of the order of, or even greater than [26–28], the energy difference E X − E Δ = 0.115 eV . Therefore, interplay between the two crossing branches must be taken into account. This requires more accurate consideration of the electronic dispersion low, outgoing the frames of parabolic approximation.
Here is the distance from the X-point to any of the two nearest energy minima in the p-space, a 0 = 0.543 nm stands for the lattice constant of silicon. The quasimomentum p and the energy E have the origin at the X-point.
Equation 4 for an undoped nanocrystal has been already solved earlier . In the following we shall employ, in fact, the solutions obtained in Ref.  as the zeroth approximation of the problem with a doped dot.
where denote the s-, p-, d-,... states, and C j α are the expansion coefficients. As was shown in Ref. , in order to find energies and wave functions of a few lower states with an accuracy of about several percent, it is sufficient to keep in the expansion (6) only s- and p-states, so that becomes equal to with a = x y,z.
Here and are the energies of the s- and p-states, μ = 4.4934 is the first root of the spherical Bessel function j 1(x). Explicit form of the matrix elements of the operators and can be found, e.g., in Ref. . The energy E s is doubly degenerate while the energy E p is the sixfold level. Thus, solving Eq. 7 we should obtain, in general case, eight electron states.
Results and Discussion
The presence of nonzero hampers solving Eq. 7. However, relative smallness of the off-diagonal Coulomb interaction with respect to the energies E je allows one to apply a perturbation theory. It is important to emphasize that only the off-diagonal matrix elements are treated as perturbation in this case, but not the Coulomb interaction on the whole.
Here, the capital letter A runs the values X, Y, Z and defines the Bloch state of an X-point. It is important to note that index A describes the Bloch function of the X-point situated precisely at the k a -axis in the Brillouin zone, i.e., in a certain sense, the small and big indices coincide.
What energy level of the six ones written in the Eq. 9is the lowest? It depends on the relationship between h x , h y , and h z which define the off-diagonal s−p type matrix elements For example, in case h x > h y > h z > 0 (this is the case shown in Fig. 3) the energy becomes the lowest. Evidently, there are six different groups of relationships between the componentsh a (each group contains eight relationships), every one of which defines new ground state from the set (13). Each of the 48 relationships describes the spherical sector in space of the impurity position-vector within the quantum dot. In a certain sense one may say that belonging of the vector h to one of these sectors fixes one of the states (13) to be the ground.
As is seen in the figure, the splitting of each the twofold level E 0e , corresponding to a certain X-point, is sufficiently great except for the cases when the donor is situated near the dot center or the interface. For intermediate values of the ratio h/R, the splitting caused by the system asymmetry achieves several tens (or, even, hundred) of meV. At least for lithium, this is expected to be considerably greater than the valley–orbit splitting. As has been shown earlier [10, 11] the valley–orbit splitting in quantum dots sharply decreases if h → R, and equals zero at the dot boundary. At the same time, at h → 0, it has some nonzero value. Therefore, the curves presented in Fig. 3 should be slightly corrected at small h/R. However, such a correction does not exceed, apparently, several meV for 3 nm nanocrystal doped with Li, and may be neglected.
while the second factor is the Bloch function of the irreducible representation It is convenient to introduce the unit vector along the donor’s position-vector. Then the donor site can be defined with n x , n y , n z , and h. To illustrate the role of donors in a reconstruction of the electron wave function and, as a consequence, in a redistribution of the electron density, we choose n x = 0.8, n y = 0.5, n z = 0.33 and plot the envelope-function correction as a function of the electron position (i) at the radial axis and (ii) on the sphere r = h, see Figs. 4 and 5, respectively.
Since we direct the radial axis parallel to h, the donor is always situated somewhere at the right half of this axis within the range 0 < h/R < 1. We have calculated for three different positions of the donor ion inside the dot. When the donor is close to the dot center (h/R = 0.1), the first-order correction is small enough, as was already pointed out earlier. At h/R = 0.46, the correction becomes the greatest. Further increase of h/R leads to the general reduce of Such the behavior of has the simple explanation. The first-order correction is directly proportional to the off-diagonal Coulomb matrix elements of s−p type, see Eq. 14. Meanwhile, these matrix elements rise from zero at h = 0 to their maximum taking place exactly at h/R = 0.46. Then, V a decreases as h increases, as it is shown in Fig. 1. Thus, the correction qualitatively follows, in fact, the dependence V a on h.
It is also seen in Fig. 4 that the maximum of all three curves takes place approximately at r/R = 0.46 and does not depend on h. The latter is a consequence of the “two-level” approximation accepted in Eq. 7. If we take into account not only the lowest s- and p-states, the dependence of the first-order correction on h appears at once. Nevertheless, such the rough approximation turns out to be quite correct and sufficient to describe the general trend in behavior of as a function of r. In particular, is always positive when i.e., the donor and electron are situated at the same half of the axis. This means that the probability to find the electron near the donor site rises, while on the other side relative to the dot center the probability reduces. Thus, the electron-density distribution becomes asymmetric. It rises along the vectorh, and reduces along the opposite direction.
We have also plotted in Fig. 5 as a function of the angles θ and φ on the spherical surface r = h for the former values of n a . The angles θ and φ are introduced in the standard form: e x = sinθcosφ, e y = sinθsinφ, and e z = cosθ, where e a is an a-component of the unit vector Because the envelope functions and Coulomb matrix elements are directly proportional to e a and n a , respectively, the angle dependence of should be sensitive to the donor position on the sphere. This is completely confirmed by our calculations presented in the figure. As is seen, maximal values of (light areas in the figure) are located around the donor site marked with the cross. However, it is also seen that the cross does not fully coincide with the center of the brightest spot. The nature of this discrepancy, apparently, may be explained by the use of the “two-level” approximation as well.
Let us now briefly describe the obtained results. First, we have found analytical expressions for the electron energies and wave functions in case of arbitrary donor position inside the quantum dot. Note for comparison that more general treatment [10, 11], taking into account dominant role of the central-cell potential, permits of only numerical calculations. Second, it has been shown that, the wave functions in Li-doped nanocrystals have already no the symmetry of tetrahedral group T d , or close to that, as it took place for V-group donors in the bulk, or nanocrystals, respectively, even in the case of asymmetric donor position inside the nanocrystal [10, 11]. This is due to disappearance of the short-range Coulomb field that symmetrizes the Bloch functions according to the symmetry transformations of the point group T d . Third, energy splitting for a hydrogenlike lithium donor essentially differs from that for V-group donors creating the central-cell field. Provided that the valley–orbit interaction is taken into account, the splitting occurs even for the case of central located donor inside the dot. On the contrary, if we deal with the lithium donor, the splitting is absent in case h = 0 as is seen in Fig. 3. At last, fourth, the presence of a donor inside the nanocrystal leads to the substantial relocation of the electron density (up to 10%, see Fig. 4) towards the donor. This, in turn, leads to the reconstruction of the electron wave functions and subsequent polarization of the electron subsystem in the dot. Such the polarization, undoubtedly, should influence the values of electron–photon matrix elements and the transition probabilities on the whole.
The authors thank the Russian Ministry of Education and Science, and the Russian Foundation for Basic Research for the financial support of this work through the program “Development of a scientific potential of the high school” (the project No 126.96.36.1993), and the project No 05-02-16762, respectively.
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