Skip to main content

Analyses of 2-DEG characteristics in GaN HEMT with AlN/GaN super-lattice as barrier layer grown by MOCVD


GaN-based high-electron mobility transistors (HEMTs) with AlN/GaN super-lattices (SLs) (4 to 10 periods) as barriers were prepared on (0001) sapphire substrates. An innovative method of calculating the concentration of two-dimensional electron gas (2-DEG) was brought up when AlN/GaN SLs were used as barriers. With this method, the energy band structure of AlN/GaN SLs was analyzed, and it was found that the concentration of 2-DEG is related to the thickness of AlN barrier and the thickness of the period; however, it is independent of the total thickness of the AlN/GaN SLs. In addition, we consider that the sheet carrier concentration in every SL period is equivalent and the 2-DEG concentration measured by Hall effect is the average value in one SL period. The calculation result fitted well with the experimental data. So, we proposed that our method can be conveniently applied to calculate the 2-DEG concentration of HEMT with the AlN/GaN SL barrier.


The GaN-based high-electron mobility transistor (HEMT) is a promising research subject because of the expected advantages for the realization of electronic devices for high-power and high-temperature operations [15]. There are also applications as bio-sensors for detection of bacteria, DNA, and so on. The Al0.3Ga0.7N/AlN/GaN structures achieved a two-dimensional electron gas (2-DEG) mobility of 2,185 cm2/V·s at room temperature with the carrier density of 1.1 × 1013 cm-2 which was deposited by metal-organic chemical vapor deposition (MOCVD) on sapphire substrate [6]. However, the relatively low carrier sheet density with AlGaN/GaN structures hinders the further development of device process. Although the sheet carrier density can be further improved by increasing the Al content in the ternary barrier layer, this increases the strength of polarization; on the other hand, increasing the Al content in the ternary layer may deteriorate the quality of AlGaN due to large lattice mis-match, and ternary alloy scattering in the hetero-structure resulted in poor transport properties [7]. In contrast, the growth of AlN barrier layer on GaN channel enhances the transport properties. Introducing nano-structures into the HEMT epi-layers can enhance the device performance. For example, recent reports have shown that by replacing the conventional AlGaN barrier layers with AlN/GaN super-lattices composed of several-nanometer-thick binary alloys, electric field induced by macroscopic polarization is much stronger, and the sheet carrier density is higher [8]. The AlN/GaN SLs have stronger polarization effect and larger conduction band offset than the hetero-structure of AlGaN/GaN, and the SLs have deeper triangular quantum well.

The carriers in the hetero-interface are confined two-dimensionally and have stronger quantum effect than hetero-structure of AlGaN/GaN as sheet carrier density, which makes more density of 2-DEG and higher mobility in GaN-based HEMT device possible. Despite excellent transport properties, the described AlN/GaN structures have an obvious drawback: the 2-DEG electron channel lies very close to the surface which makes it very sensitive to any process occurring at the surface of the sample. Compared with AlN as barrier, the 2-DEG electron of HEMT with the AlN/GaN SL barrier has strong anti-jamming because it has several similar 2-DEG electron channels which reduce any influence from surface by several times, and the sheet carrier density of HEMT with the SL barrier is much higher than AlGaN as barrier.

The purpose of this paper is to present detailed calculations about HEMT with the SLs as the barrier layers. There are many studies on growing the HEMT with SL barrier but there are few reports on calculations about the sheet carrier density of hetero-structure with SLs as barrier. As the energy band of HEMT with SL barrier is analyzed, we assume that the 2-DEG will be formed in every SL period if the thickness of AlN is beyond the critical thickness (d0) which is the least limit thickness of AlN barrier to form the 2-DEG. We also consider that the 2-DEG density in each SL period is equal since the SLs have periodicity and tunnel impenetration. We deduce the equation which can be applied to calculate the 2-DEG density in GaN/AlN/GaN hetero-structures and calculated the 2-DEG density with the data of our SLs, and at the same time, the calculated results were compared with experimental data.

Experimental details

AlGaN/GaN hetero-structures were grown by MOCVD on (0001) sapphire substrates using AlN/GaN SL (4 to 10 periods) structures as barrier layers where the top-most layer was GaN. Trimethylgallium, trimethylaluminum, and ammonia were used as Ga, Al and, N precursors, respectively. The schematic diagram is shown in Figure 1. Growth conditions of semi-insulated GaN buffer of all samples were the same and they had no intended doping. The equivalent Al composition of the quasi-alloy can be changed by adjusting the thicknesses of AlN and GaN layers. High-resolution X-ray diffraction was performed to measure the thickness of AlN/GaN SLs of the samples using Bede D1 system. The equivalent Al composition is defined as Equation 1:

Figure 1
figure 1

Schematic diagram of GaN/AlN HEMT. Area shaded in light and dark grey stripes, GaN/AlN Sls; light grey, GaN; dark grey, HT-AlN; red, sapphire.

A l % = d AlN d AlN + d GaN × 100 %

As shown in Figure 2, the simulation line is fitting well with the experiment line so we can exactly determine the thicknesses of AlN and GaN. The satellite peaks which are related with the diffraction of SLs can be seen in each picture indicating that the period of SLs is uniform and the interface is smooth.

Figure 2
figure 2

The ω-2θ scans of SL structures. (a) and (b) are the Images of SL structures with different Al compositions and periods. Red lines, experimental values; black lines, simulation values.

Three groups of hetero-structures were grown. One group consisted of different Al compositions, and the other two consisted of equivalent Al compositions. While the SLs in the second group had different period thicknesses, the last group had the same period (3.5 nm) but with different numbers of SLs (4 to 6 periods). Hall effect measurements were performed using the vander Pauw method on cleaved 6-mm × 6-mm squares using In/Ga alloy as ohmic contacts.

Results and discussion

In the first group of hetero-structures, the nominal equivalent Al composition of the quasi-alloy varies from 22% to 40%. Figure 3a shows that sheet carrier density increased rapidly as the nominal equivalent Al composition increased. In the second group, the nominal Al compositions of the quasi-alloy are all 25%, and the sheet carrier density as a function of the SL period thickness is plotted in Figure 3b. The sheet carrier densities are increasing, with the SL period getting thick. In the third group, the AlN/GaN SL barrier had the same Al composition (Al% = 36.5%) and thickness of one SL period. As shown in Figure 3c, the sheet carrier densities are about the same when the periods of SLs increase. In other words, when the AlN/GaN SLs are under full strain, the sheet carrier densities are independent of the total thickness of AlN/GaN SLs. This is different from the situations in traditional AlGaN barrier HEMTs where the sheet carrier density is influenced by the Al composition and thickness of AlGaN. In the case of HEMT with the AlN/GaN SL barrier, we find that the sheet carrier densities are increasing with the period thickening of SLs, and yet, Al composition is still independent of the total thickness of AlN/GaN SLs.

Figure 3
figure 3

Relations of sheet carrier concentrations. Relations with (a) Al mole fraction, (b) SL period thickness, and (c) SL periods. Black filled squares, experimental values; red diamonds, theoretical values.

In traditional AlGaN barrier HEMT structures, we can calculate the 2-DEG density using Equations 2 and 3 [9, 10]:

n s = σ e 1 - d 0 d AlGaN d 0 = ε 0 ε AlGaN σ e e φ B + E F - Δ E c

where ε0 is vacuum permittivity, ns is the sheet carrier density of HEMT, d0 is the critical thickness of AlN which can form 2-DEG. If the thickness of AlN is smaller than d0, it could not form the 2-DEG. εAlGaN is the relative dielectric constant of AlGaN, dAlGaN is the thickness of the barrier, eφB is the Schottky barriers of the gate contact on top of AlGaN, EF(x) is the Fermi level with respect to the GaN conduction-band-edge energy, and ΔEC is the conduction band offset at the AlGaN/GaN interface where 2-DEG forms.

When AlN is deposited on GaN, it will produce negative (acceptor-like) piezoelectric polarization (PZ) charge density at the top of the AlN barrier layer and positive PZ charge density at the AlN/GaN interface [8] as shown in Figure 4 (a). There is no 2-DEG until the thickness of AlN barrier is beyond d0 which can be determined by Equation 2.

Figure 4
figure 4

The 2-DEG between AlN/GaN interface with different AlN thickness. (a) The thickness of AlN barrier less than the critical thickness (d0), (b) the thickness of AlN barrier beyond d0, and (c) the thickness of AlN barrier beyond d0, and the GaN was deposited on the AlN barrier.

The energy ED of surface state is below the EF if the thickness of AlN is less than d0. With barrier thickness increasing, EF-ED is decreasing. In addition, the energy E1, the surface energy of conduction band, increases with increasing barrier thickness because there is a constant electric field in the AlN barrier due to the unscreened polarization field. At d0 (EF-ED = 0), the donors at a free surface will begin to be ionized, and the PZ charge density at the AlN/GaN interface will start to be compensated by the 2-DEG formed at the interface. The charge at the top of the AlN will be compensated by charged surface states for a free surface when the thickness of AlN barrier is beyond the critical thickness. At critical thickness (EF-ED = 0), electrons are able to transfer from occupied surface state to empty conduction band states at the interface. The 2-DEG density is increasing with increasing barrier thickness, while the ED and E1 are constant and independent on the barrier thickness. The E1 is dependent on the material of the barrier layer.

Base on these analyses, the interfacial charge between AlN and GaN that determines the density of 2-DEG is mainly dependent on the polarized intensity. For this reason, we calculate the 2-DEG density with AlN barrier according to Equation 2, and the result is shown in Equation 3 [911]:

σ e = - P SP AlN - P PZ AlN + P SP GaN n s = σ e 1 - d 0 d AlN d 0 = ε 0 ε AlN σ e e φ B + E F - Δ E c

where P SP AlN and P SP GaN are the spontaneous polarization of AlN and GaN, and P PZ AlN is the piezoelectric polarization of AlN buffer layer; σ e is the polarization-induced charge density determined by the difference in the total spontaneous and piezoelectric polarization within AlN and GaN layers; ns is the sheet carrier density; and d0 is the critical thickness of AlN which can form 2-DEG.

The 2-DEG could also influence EF; however, according to Equation 4 [12], we find that the change of EF is less than 10% even if the ns has a change of 1012 when the sheet carrier density is up to 1013 cm-2. In order to simplify the computing, we ignore the variation of EF coursed by 2-DEG:

E F = E 0 ( x ) + π 2 m * ( x ) n s ( x ) ε ( x ) E 0 ( x ) = 9 π e 2 8 ε 0 8 m * ( x ) n s ( x ) ε ( x ) 2 / 3

However, when GaN is deposited on the AlN barrier, it can change the energy band as shown in Figure 4 (c). The surface state is pined on the energy EF because the thickness of AlN barrier is beyond d0. The energy E1 rises with the increasing thickness of GaN since the electric field also rises from the 2-DEG has not been screened. According to the equilibrium of total electric field, we take a simple electro-static analysis on the energy band and gain the result as shown in Equations 5 and 6:

σ e - n s ε 1 d 1 = E 1 - Δ E c + E F e E 1 = E D + e n s ε 2 d 2 + Δ E c

By speculating the equation, the density of 2-DEG can be expressed as:

n s = σ e ε 2 d 1 ε 2 d 1 + ε 1 d 2 ( 1 - ( E D + E F ) ε 1 ε 2 σ e ε 2 d 1 ) or n s = σ e ε 2 d 1 ε 2 d 1 + ε 1 d 2 ( 1 - ( e φ B + E F ) ε 1 ε 2 σ e ε 2 d 1 )

where d1 and d2 are the thicknesses of AlN barrier and GaN layer, respectively; EF is the Fermi level position with respect to the GaN conduction-band edge; and ε1 and ε2 are the di-electric constants of AlN and GaN, respectively. According to Equation 6, the 2-DEG density is dependent on both the Al mole fraction and the thickness of SL period but independent on the total thickness of SLs when the AlN/GaN SLs are used as the barrier layer.

In fact, the sheet carrier density measured using Hall coefficient is the average value of all SLs. It is difficult to calculate the 2-DEG density in every SL period directly. The sandwich structure shown in Figure 4 (c) can be seen as one period in SL barrier. We consider that the 2-DEG will be formed in the every SL period, and the sheet carrier density is equal in every SL period since the SLs have periodicity and tunnel impenetration. So, the ns in each channel could be calculated using Equation 6. Therefore, we think that we can simply calculate 2-DEG density of the outermost SL period simply to represent the 2-DEG density in every SL.

As is shown in Figure 3, the red diamonds correspond to simulate value by means of Equation 6 where the surface barrier value e φB is fixed at 0.55 eV, which was obtained by fitting the first experimental data points in Figure 3a. Although there was no report about the eφB of In/Ga alloy on GaN as seen in Figure 3a, b, c, we can see that the simulate values are accordingly well with the experimental value; hence, we think that Equation 6 can be used to compute the 2-DEG density.

However, as shown in Figure 3b, the simulate values highly contradict with the experimental values. If the thickness of SL is small, the energy band bending in each SL period should not be the same, and the sheet carrier density is not equal in every SL period. As the interface of hetero-structure is about 5-Å thick, the interfacial influence may become notable as the thickness of one SL period decreases which makes it more difficult to compute for the 2-DEG density.


AlN/GaN SLs as the barrier of HEMT were grown on semi-insulated GaN, and the formation of 2-DEG was researched particularly. The 2-DEG concentration, characterized by Hall effect measurements, was found to be as a function of AlN thickness in SL period but independent on the total thickness of SLs. The calculation with our innovative method have proven these laws. During the process of calculation, we consider that the 2-DEG would form in every SL period when the AlN barrier thickness in SL period was beyond the critical thickness, and concentration of the 2-DEG was equivalent in each period. However, once the AlN barrier thickness in SL period is smaller than the critical thickness, the 2-DEG would not be formed in any SL period according to the theory. Besides, the interfacial influence may become notable, which makes it much more difficult to calculate the density. The model we set has proved to be fitted well with the experimental result and can be used to calculate the 2-DEG density in HEMTs with SL barriers.



two-dimensional electron gas


high-electron mobility transistor


metal-organic chemical vapor deposition


piezoelectric polarization




  1. Khan MA, Chen Q, Shur MS, McDermott BT, Higgins JA, Burm J, Schaff WJ, Eastman LF: Microwave operation of GaN/AlGaN-doped channel heterostructure field effect transistors. IEEE Electron Device Lett 1996, 17: 584–585.

    Article  Google Scholar 

  2. Wu YF, Keller BP, Keller S, Kapolnek D, Kozodoy P, Den-Baars SP, Mishra UK: Very high breakdown voltage and large transconductance realized on GaN heterojunction field effect transistors. Appl Phys Lett 1996, 69: 1438–1440. 10.1063/1.117607

    Article  Google Scholar 

  3. Gaska R, Yang JW, Osinsky A, Chen Q, Asif Khan M, Orlov AO, Snider GL, Shur MS: Electron transport in AlGaN-GaN heterostructures grown on 6H-SiC substrates. Appl Phys Lett 1998, 72: 707–709. 10.1063/1.120852

    Article  Google Scholar 

  4. Ozgur A, Kim W, Fan Z, Botchkarev A, Salvador A, Mohammad SN, Sverdlov B, Morkoc H: High transconductance normally-off GaN MODFETs. Electron Lett 1995, 31: 1389–1390. 10.1049/el:19950921

    Article  Google Scholar 

  5. Binari SC, Redwing JM, Kelner G, Kruppa W: AlGaN/GaN HEMTs grown on SiC substrates. Electron Lett 1997, 33: 242–243. 10.1049/el:19970122

    Article  Google Scholar 

  6. Wang X, Wang C, Hu G, Xiao H, Fang C, Wang J, Ran J, Li J, Li J, Wang Z: MOCVD-grown high-mobility Al0.3Ga0.7N/AlN/GaN HEMT structure on sapphire substrate. J Cryst Growth 2007, 298: 791–793.

    Article  Google Scholar 

  7. Wang C, Wang X, Hu G, Wang J, Li J: Influence of Al content on electrical and structural properties of Si-doped AlxGa1-xN/GaN HEMT structures. Phys Stat Sol 2006, 3: 486–489. 10.1002/pssc.200564129

    Article  Google Scholar 

  8. Smorchkova IP, Chen L, Mates T, Shen L, Heikman S, Moran B, Keller S, DenBaars SP, Speck JS, Mishra UK: AlN/GaN and (Al, Ga)N/AlN/GaN two-dimensional electron gas structures grown by plasma-assisted molecular-beam epitaxy. J Appl Phys 2001, 90: 5196–5201. 10.1063/1.1412273

    Article  Google Scholar 

  9. Chu M, Koehler AD, Gupta A, Nishida T, Thompson SE: Simulation of AlGaN/GaN high-electron-mobility transistor gauge factor based on two-dimensional electron gas density and electron mobility. J Appl Phys 2010, 108: 104502. 10.1063/1.3500465

    Article  Google Scholar 

  10. Yuan-Jie L, Zhao-Jun L, Yu Z, Ling-Guo M, Zhi-Fang C, Chong-Biao L, Hong C, Zhan-Guo W: Influence of thermal stress on the characteristic parameters of AlGaN/GaN heterostructure Schottky contact. Chin Phys B 2011, 20: 047105. 10.1088/1674-1056/20/4/047105

    Article  Google Scholar 

  11. Kozodoy P, Hansen M, DenBaars SP, Mishra UK: Enhanced Mg doping efficiency in Al0.2Ga0.8N/GaN superlattices. Appl Phys Lett 1999, 74: 3681–3683. 10.1063/1.123220

    Article  Google Scholar 

  12. Ambacher O, Smart J, Shealy JR, Weimann NG, Chu K, Murphy M, Schaff WJ, Eastman LF, Dimitrov R, Wittmer L, Stutzmann M, Rieger W, Hilsenbeck J: Two dimensional electron gases induced by spontaneous and piezoelectric polarization in undoped and doped AlGaN/GaN heterostructures. J Appl Phys 1999, 85: 3222–3233. 10.1063/1.369664

    Article  Google Scholar 

Download references


Present research work was supported by the National High Technology Research and Development Program of China (grant nos. 2011AA03A112 and 2011AA03A106) and the National Nature Science Foundations (grant nos. 60890192, 50872146, and 60877006).

Author information

Authors and Affiliations


Corresponding author

Correspondence to Yang Jiang.

Additional information

Competing interests

The authors declare that they have no competing interests.

Authors' contributions

PX and YC contributed the main ideas of super-lattice structure design and the calculation of 2-DEG density. YJ, ZM, XW, ZD, and YL carried out the MOCVD growth, the X-ray diffraction, and the Hall effect measurements. HJ, WW, and HC gave important advices to the paper. All authors read and approved the final manuscript.

Authors’ original submitted files for images

Rights and permissions

Open Access This article is distributed under the terms of the Creative Commons Attribution 2.0 International License ( ), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

Reprints and Permissions

About this article

Cite this article

Xu, P., Jiang, Y., Chen, Y. et al. Analyses of 2-DEG characteristics in GaN HEMT with AlN/GaN super-lattice as barrier layer grown by MOCVD. Nanoscale Res Lett 7, 141 (2012).

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI:


  • Barrier Layer
  • Critical Thickness
  • Barrier Thickness
  • Piezoelectric Polarization
  • Sheet Carrier Density